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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$563M
AUM Growth
-$117M
Cap. Flow
-$123M
Cap. Flow %
-21.9%
Top 10 Hldgs %
24.79%
Holding
240
New
10
Increased
43
Reduced
137
Closed
30

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.5M
2
EXC icon
Exelon
EXC
+$2.75M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$2.7M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.29M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$2.13M

Top Sells

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$14.9M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$14.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$13.3M
4
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$12.3M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$11.3M

Sector Composition

Rank Sector Weight
1 Technology 17.15%
2 Financials 11.2%
3 Healthcare 7.36%
4 Communication Services 6.01%
5 Consumer Discretionary 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
126
Stryker
SYK
$121B
$760K 0.13%
3,513
-3,641
-51% -$781K
KMX icon
127
CarMax
KMX
$8.2B
$747K 0.13%
8,490
– –
PEP icon
128
PepsiCo
PEP
$184B
$739K 0.13%
5,392
-1,648
-23% -$219K
EMLP icon
129
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$727K 0.13%
28,412
-36,564
-56% -$924K
BMY icon
130
Bristol-Myers Squibb
BMY
$123B
$722K 0.13%
14,237
-11,357
-44% -$534K
CN
131
DELISTED
Xtrackers MSCI All China Equity ETF
CN
$699K 0.12%
+25,500
New +$829K
WWD icon
132
Woodward
WWD
$24B
$696K 0.12%
6,450
– –
HPQ icon
133
HP
HPQ
$22.5B
$666K 0.12%
35,200
+4,600
+15% +$90.3K
EL icon
134
Estee Lauder
EL
$29.5B
$657K 0.12%
3,303
-3,432
-51% -$656K
MMM icon
135
3M
MMM
$90.3B
$635K 0.11%
4,617
-1,759
-28% -$246K
UNP icon
136
Union Pacific
UNP
$175B
$617K 0.11%
3,811
-2,473
-39% -$416K
LHX icon
137
L3Harris
LHX
$52.1B
$611K 0.11%
2,929
-3,046
-51% -$624K
GILD icon
138
Gilead Sciences
GILD
$162B
$607K 0.11%
9,575
-8,297
-46% -$542K
MSCI icon
139
MSCI
MSCI
$40.3B
$583K 0.1%
2,679
-2,683
-50% -$621K
VRSK icon
140
Verisk Analytics
VRSK
$25.7B
$582K 0.1%
3,681
-3,746
-50% -$581K
MDT icon
141
Medtronic
MDT
$105B
$576K 0.1%
5,301
-2,869
-35% -$299K
LMT icon
142
Lockheed Martin
LMT
$116B
$559K 0.1%
1,434
-1,264
-47% -$475K
GD icon
143
General Dynamics
GD
$100B
$555K 0.1%
3,038
-2,915
-49% -$541K
MRK icon
144
Merck
MRK
$309B
$527K 0.09%
6,566
-5,700
-46% -$457K
SCHW
145
Charles Schwab
SCHW
$178B
$506K 0.09%
12,097
– –
CVX icon
146
Chevron
CVX
$379B
$505K 0.09%
4,262
-3,574
-46% -$434K
TRV icon
147
Travelers Companies
TRV
$80.4B
$505K 0.09%
3,393
-3,413
-50% -$507K
VCIT icon
148
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$497K 0.09%
5,451
-6,606
-55% -$598K
WFC icon
149
Wells Fargo
WFC
$264B
$495K 0.09%
9,805
-6,471
-40% -$305K
CCEP icon
150
Coca-Cola Europacific Partners
CCEP
$46.5B
$488K 0.09%
8,800
– –
4 5
6
7 8

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2019 Portfolio in Review

As of Q3 2019, Transform Wealth held 240 positions worth $563M, down 17% from $680M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Transform Wealth withdrew a net $123M in Q3 2019, closing 30 positions and reducing 137 holdings. Its most notable exit was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Transform Wealth opened a new position in Vanguard FTSE All-World ex-US ETF worth $2.7M.

  • Transform Wealth's largest Q3 2019 buy was Vanguard FTSE All-World ex-US ETF: 54,097 shares worth $2.7M.
  • Transform Wealth added most to Vanguard S&P 500 ETF in Q3 2019, an estimated $17.5M increase.
  • Transform Wealth's biggest Q3 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $14.8M.
  • Transform Wealth fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2019, selling an estimated $14.9M.
  • Transform Wealth's ten largest holdings make up 25% of its $563M portfolio in Q3 2019.
  • Transform Wealth opened 10 new positions and closed 30 in Q3 2019.
  • Transform Wealth's portfolio value fell 17% quarter-over-quarter to $563M.

Based on Transform Wealth's 13F filing for Q3 2019, filed 24 Oct 2019.