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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+13.51%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$478M
AUM Growth
-$142M
Cap. Flow
-$205M
Cap. Flow %
-42.95%
Top 10 Hldgs %
26.27%
Holding
234
New
19
Increased
24
Reduced
146
Closed
38

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$10.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.96M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.54M
5
DHI icon
D.R. Horton
DHI
+$4.8M

Top Sells

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
AAPL icon
Apple
AAPL
+$12.3M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
TGT icon
Target
TGT
+$7.53M
5
IAU icon
iShares Gold Trust
IAU
+$6.98M

Sector Composition

Rank Sector Weight
1 Technology 19.21%
2 Healthcare 9.95%
3 Financials 8.11%
4 Consumer Discretionary 7.81%
5 Industrials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
101
Exelon
EXC
$47B
$1.07M 0.22%
35,524
-167,383
-82% -$4.94M
IEFA icon
102
iShares Core MSCI EAFE ETF
IEFA
$185B
$1.05M 0.22%
15,158
-579
-4% -$37.4K
BOKF icon
103
BOK Financial
BOKF
$8.53B
$1.02M 0.21%
14,855
-1,662
-10% -$107K
ECL icon
104
Ecolab
ECL
$75.6B
$999K 0.21%
4,615
-1,133
-20% -$237K
MSCI icon
105
MSCI
MSCI
$45.5B
$918K 0.19%
2,056
– –
PFF icon
106
iShares Preferred and Income Securities ETF
PFF
$13.3B
$900K 0.19%
+23,359
New +$873K
SYK icon
107
Stryker
SYK
$122B
$877K 0.18%
3,581
-609
-15% -$138K
ANGL icon
108
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.09B
$875K 0.18%
+27,269
New +$843K
ORLY icon
109
O'Reilly Automotive
ORLY
$70.1B
$825K 0.17%
27,330
-1,500
-5% -$45.3K
VTI icon
110
Vanguard Total Stock Market ETF
VTI
$657B
$807K 0.17%
4,145
-806
-16% -$147K
ICE icon
111
Intercontinental Exchange
ICE
$80.1B
$798K 0.17%
6,921
-4,674
-40% -$485K
VRSK icon
112
Verisk Analytics
VRSK
$26.4B
$797K 0.17%
3,838
+108
+3% +$21K
FPE icon
113
First Trust Preferred Securities and Income ETF
FPE
$6.37B
$788K 0.16%
39,011
-262,783
-87% -$5.19M
XEL icon
114
Xcel Energy
XEL
$49.1B
$784K 0.16%
11,757
+99
+0.8% +$6.9K
IWN icon
115
iShares Russell 2000 Value ETF
IWN
$14.3B
$778K 0.16%
5,909
-1,195
-17% -$141K
RSP icon
116
Invesco S&P 500 Equal Weight ETF
RSP
$95.5B
$766K 0.16%
6,005
-1,065
-15% -$127K
ZTS icon
117
Zoetis
ZTS
$31.9B
$766K 0.16%
4,626
-240
-5% -$39K
SCHX icon
118
Schwab US Large- Cap ETF
SCHX
$71.2B
$762K 0.16%
50,238
-8,832
-15% -$126K
AXP icon
119
American Express
AXP
$240B
$737K 0.15%
6,099
-703
-10% -$77.9K
LHX icon
120
L3Harris
LHX
$52.3B
$736K 0.15%
3,894
+160
+4% +$29.3K
PPLI
121
People Inc
PPLI
$3.33B
$729K 0.15%
7,056
-1,671
-19% -$128K
INTU icon
122
Intuit
INTU
$80.4B
$713K 0.15%
1,877
-171
-8% -$60.1K
TXN icon
123
Texas Instruments
TXN
$259B
$713K 0.15%
4,347
-9,753
-69% -$1.52M
XOM icon
124
ExxonMobil
XOM
$615B
$701K 0.15%
17,008
-9,455
-36% -$354K
IWO icon
125
iShares Russell 2000 Growth ETF
IWO
$14.6B
$697K 0.15%
2,432
-988
-29% -$252K
3 4
5
6 7

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q4 2020 Portfolio in Review

As of Q4 2020, Transform Wealth held 234 positions worth $478M, down 23% from $620M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Transform Wealth withdrew a net $205M in Q4 2020, closing 38 positions and reducing 146 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $23.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Innovator US Equity Power Buffer ETF December worth $10.8M.

  • Transform Wealth's largest Q4 2020 buy was Innovator US Equity Power Buffer ETF December: 370,728 shares worth $10.8M.
  • Transform Wealth added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $7.44M increase.
  • Transform Wealth's biggest Q4 2020 reduction was Apple, cutting an estimated $12.3M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q4 2020, selling an estimated $23.6M.
  • Transform Wealth's ten largest holdings make up 26% of its $478M portfolio in Q4 2020.
  • Transform Wealth opened 19 new positions and closed 38 in Q4 2020.
  • Transform Wealth's portfolio value fell 23% quarter-over-quarter to $478M.

Based on Transform Wealth's 13F filing for Q4 2020, filed 20 Jan 2021.