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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$563M
AUM Growth
-$117M
Cap. Flow
-$123M
Cap. Flow %
-21.9%
Top 10 Hldgs %
24.79%
Holding
240
New
10
Increased
43
Reduced
137
Closed
30

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.5M
2
EXC icon
Exelon
EXC
+$2.75M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$2.7M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.29M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$2.13M

Top Sells

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$14.9M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$14.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$13.3M
4
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$12.3M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$11.3M

Sector Composition

Rank Sector Weight
1 Technology 17.15%
2 Financials 11.2%
3 Healthcare 7.36%
4 Communication Services 6.01%
5 Consumer Discretionary 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
101
Procter & Gamble
PG
$347B
$1.48M 0.26%
11,884
-7,061
-37% -$834K
EPD icon
102
Enterprise Products Partners
EPD
$83.9B
$1.45M 0.26%
50,892
– –
BNY
103
Bank of New York Mellon
BNY
$108B
$1.4M 0.25%
30,937
-903
-3% -$40.2K
HON icon
104
Honeywell
HON
$71.7B
$1.4M 0.25%
8,766
-112
-1% -$17.8K
VST icon
105
Vistra
VST
$53.3B
$1.36M 0.24%
+50,756
New +$1.21M
EFA icon
106
iShares MSCI EAFE ETF
EFA
$75.8B
$1.33M 0.24%
20,331
-1,581
-7% -$102K
IWM icon
107
iShares Russell 2000 ETF
IWM
$81.2B
$1.25M 0.22%
8,264
+114
+1% +$17.4K
XLY icon
108
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
$1.25M 0.22%
20,644
+12,780
+163% +$770K
PFG icon
109
Principal Financial Group
PFG
$24.2B
$1.22M 0.22%
21,350
-1,100
-5% -$61.9K
XOM icon
110
ExxonMobil
XOM
$615B
$1.19M 0.21%
16,869
-4,023
-19% -$291K
IHI icon
111
iShares US Medical Devices ETF
IHI
$3.04B
$1.17M 0.21%
+28,416
New +$1.16M
NVS icon
112
Novartis
NVS
$285B
$1.14M 0.2%
13,063
-543
-4% -$48.8K
IWO icon
113
iShares Russell 2000 Growth ETF
IWO
$14.6B
$1.06M 0.19%
5,510
+9
+0.2% +$1.78K
WBA
114
DELISTED
Walgreens Boots Alliance
WBA
$1.04M 0.19%
18,875
-25,077
-57% -$1.34M
IGV icon
115
iShares Expanded Tech-Software Sector ETF
IGV
$13.7B
$1.01M 0.18%
23,865
-17,885
-43% -$782K
PLD icon
116
Prologis
PLD
$138B
$983K 0.17%
11,535
-430
-4% -$35.6K
BKNG icon
117
Booking.com
BKNG
$139B
$958K 0.17%
12,200
-9,000
-42% -$697K
SCHM icon
118
Schwab US Mid-Cap ETF
SCHM
$14.5B
$930K 0.17%
49,335
-15,840
-24% -$299K
IWN icon
119
iShares Russell 2000 Value ETF
IWN
$14.3B
$916K 0.16%
7,669
-1,729
-18% -$204K
IJK icon
120
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$857K 0.15%
15,316
-116
-0.8% -$6.52K
SCHX icon
121
Schwab US Large- Cap ETF
SCHX
$71.2B
$856K 0.15%
72,420
– –
SCHD icon
122
Schwab US Dividend Equity ETF
SCHD
$100B
$850K 0.15%
46,545
-204
-0.4% -$3.65K
CCL icon
123
Carnival Corporation Ltd
CCL
$35.7B
$806K 0.14%
18,451
-2,099
-10% -$96.9K
VYM icon
124
Vanguard High Dividend Yield ETF
VYM
$79.7B
$793K 0.14%
8,942
-936
-9% -$81.9K
DUK icon
125
Duke Energy
DUK
$98.1B
$786K 0.14%
8,200
+300
+4% +$27.3K
3 4
5
6 7

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2019 Portfolio in Review

As of Q3 2019, Transform Wealth held 240 positions worth $563M, down 17% from $680M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Transform Wealth withdrew a net $123M in Q3 2019, closing 30 positions and reducing 137 holdings. Its most notable exit was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Transform Wealth opened a new position in Vanguard FTSE All-World ex-US ETF worth $2.7M.

  • Transform Wealth's largest Q3 2019 buy was Vanguard FTSE All-World ex-US ETF: 54,097 shares worth $2.7M.
  • Transform Wealth added most to Vanguard S&P 500 ETF in Q3 2019, an estimated $17.5M increase.
  • Transform Wealth's biggest Q3 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $14.8M.
  • Transform Wealth fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2019, selling an estimated $14.9M.
  • Transform Wealth's ten largest holdings make up 25% of its $563M portfolio in Q3 2019.
  • Transform Wealth opened 10 new positions and closed 30 in Q3 2019.
  • Transform Wealth's portfolio value fell 17% quarter-over-quarter to $563M.

Based on Transform Wealth's 13F filing for Q3 2019, filed 24 Oct 2019.