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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$27.5M
Cap. Flow
-$62.5M
Cap. Flow %
-5.93%
Top 10 Hldgs %
28.28%
Holding
258
New
19
Increased
76
Reduced
108
Closed
39

Top Buys

Rank Stock Value
1
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$16.5M
2
WMT icon
Walmart Inc
WMT
+$9.65M
3
AIG icon
American International
AIG
+$8.48M
4
LPLA icon
LPL Financial
LPLA
+$8.03M
5
CCEP icon
Coca-Cola Europacific Partners
CCEP
+$7.74M

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$9.33M
2
MET icon
MetLife
MET
+$9.1M
3
BAUG icon
Innovator US Equity Buffer ETF August
BAUG
+$8.35M
4
NXPI icon
NXP Semiconductors
NXPI
+$7.58M
5
KR icon
Kroger
KR
+$7.36M

Sector Composition

Rank Sector Weight
1 Technology 22.89%
2 Healthcare 9.88%
3 Financials 7.81%
4 Consumer Discretionary 6.55%
5 Communication Services 4.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKT icon
226
BlackRock Income Trust
BKT
$330M
– –
-23,755
Closed -$289K
BOKF icon
227
BOK Financial
BOKF
$8.58B
– –
-2,472
Closed -$212K
BTZ icon
228
BlackRock Credit Allocation Income Trust
BTZ
$930M
– –
-85,700
Closed -$884K
FMY
229
First Trust Mortgage Income Fund
FMY
$49M
– –
-11,600
Closed -$142K
FSCO
230
FS Credit Opportunities Corp
FSCO
$1B
– –
-17,545
Closed -$99.5K
HP icon
231
Helmerich & Payne
HP
$3.45B
– –
-8,833
Closed -$320K
IGV icon
232
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
– –
-9,355
Closed -$759K
IYC icon
233
iShares US Consumer Discretionary ETF
IYC
$1.17B
– –
-9,620
Closed -$729K
JMM icon
234
Nuveen Multi-Market Income Fund
JMM
$54.6M
– –
-38,477
Closed -$227K
KTF
235
DWS Municipal Income Trust
KTF
$346M
– –
-34,800
Closed -$309K
LHX icon
236
L3Harris
LHX
$51.6B
– –
-2,126
Closed -$448K
LMT icon
237
Lockheed Martin
LMT
$134B
– –
-664
Closed -$301K
MIN
238
Aberdeen Intermediate Income Fund
MIN
$274M
– –
-240,694
Closed -$645K
NAD icon
239
Nuveen Quality Municipal Income Fund
NAD
$2.74B
– –
-36,425
Closed -$417K
NBB icon
240
Nuveen Taxable Municipal Income Fund
NBB
$447M
– –
-20,995
Closed -$332K
NEA icon
241
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-63,584
Closed -$699K
NVG icon
242
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-41,132
Closed -$486K
PIM
243
Franklin Master Intermediate Income Trust
PIM
$150M
– –
-200,225
Closed -$639K
PMAY icon
244
Innovator US Equity Power Buffer ETF May
PMAY
$810M
– –
-7,633
Closed -$240K
PPT
245
Franklin Premier Income Trust
PPT
$324M
– –
-131,600
Closed -$470K
PSX icon
246
Phillips 66
PSX
$84.9B
– –
-2,642
Closed -$352K
ROP icon
247
Roper Technologies
ROP
$38.8B
– –
-945
Closed -$515K
SMH icon
248
VanEck Semiconductor ETF
SMH
$65.2B
– –
-4,336
Closed -$758K
TSI
249
TCW Strategic Income Fund
TSI
$214M
– –
-72,848
Closed -$336K
UL icon
250
Unilever
UL
$137B
– –
-90,058
Closed -$4.91M
7 8 9
10
11

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q1 2024 Portfolio in Review

As of Q1 2024, Transform Wealth held 258 positions worth $1.05B, up 2.7% from $1.03B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth withdrew a net $62.5M in Q1 2024, closing 39 positions and reducing 108 holdings. Its most notable exit was Innovator US Equity Buffer ETF August, an estimated $8.35M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Innovator US Equity Power Buffer ETF January worth $16.9M.

  • Transform Wealth's largest Q1 2024 buy was Innovator US Equity Power Buffer ETF January: 432,186 shares worth $16.9M.
  • Transform Wealth added most to Walmart Inc in Q1 2024, an estimated $9.65M increase.
  • Transform Wealth's biggest Q1 2024 reduction was Innovator US Equity Power Buffer ETF April, cutting an estimated $9.33M.
  • Transform Wealth fully exited Innovator US Equity Buffer ETF August in Q1 2024, selling an estimated $8.35M.
  • Transform Wealth's ten largest holdings make up 28% of its $1.05B portfolio in Q1 2024.
  • Transform Wealth opened 19 new positions and closed 39 in Q1 2024.
  • Transform Wealth's portfolio value rose 2.7% quarter-over-quarter to $1.05B.

Based on Transform Wealth's 13F filing for Q1 2024, filed 16 Apr 2024.