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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$77.4M
Cap. Flow
-$14.6M
Cap. Flow %
-1.42%
Top 10 Hldgs %
28.15%
Holding
256
New
19
Increased
81
Reduced
121
Closed
17

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.5M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$11.4M
3
BAUG icon
Innovator US Equity Buffer ETF August
BAUG
+$7.92M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$6.56M
5
WELL icon
Welltower
WELL
+$6.49M

Top Sells

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$19M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$9.59M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$6.44M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.23M
5
CSCO icon
Cisco
CSCO
+$6.08M

Sector Composition

Rank Sector Weight
1 Technology 23.09%
2 Healthcare 9.88%
3 Financials 7.21%
4 Consumer Discretionary 6.63%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOKF icon
226
BOK Financial
BOKF
$8.58B
$212K 0.02%
2,472
-350
-12% -$26.4K
SPYD icon
227
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$211K 0.02%
+5,381
New +$193K
ECL icon
228
Ecolab
ECL
$78.1B
$211K 0.02%
+1,059
New +$190K
XLE icon
229
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$209K 0.02%
4,986
-1,316
-21% -$56.3K
PHO icon
230
Invesco Water Resources ETF
PHO
$2.01B
$208K 0.02%
+3,419
New +$188K
VIG icon
231
Vanguard Dividend Appreciation ETF
VIG
$111B
$207K 0.02%
1,216
-165
-12% -$26.5K
MPC icon
232
Marathon Petroleum
MPC
$92.4B
$205K 0.02%
1,384
-125
-8% -$18.6K
FMY
233
First Trust Mortgage Income Fund
FMY
$49M
$142K 0.01%
11,600
– –
EGF
234
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$133K 0.01%
13,675
+1,200
+10% +$11.5K
FISK
235
Empire State Realty OP LP Series 250
FISK
$1.42B
$132K 0.01%
13,551
-14
-0.1% -$123
JFR icon
236
Nuveen Floating Rate Income Fund
JFR
$1.24B
$126K 0.01%
15,380
+68
+0.4% +$543
PCN
237
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$125K 0.01%
+10,005
New +$119K
FSCO
238
FS Credit Opportunities Corp
FSCO
$1B
$99.5K 0.01%
17,545
– –
DISH
239
DELISTED
DISH Network Corp.
DISH
$57.7K 0.01%
+10,000
New +$44.9K
AEE icon
240
Ameren
AEE
$30.3B
– –
-2,950
Closed -$221K
AMP icon
241
Ameriprise Financial
AMP
$48.3B
– –
-787
Closed -$259K
BMY icon
242
Bristol-Myers Squibb
BMY
$133B
– –
-12,698
Closed -$737K
CI icon
243
Cigna
CI
$73.7B
– –
-740
Closed -$212K
CLX icon
244
Clorox
CLX
$11.6B
– –
-9,350
Closed -$1.23M
EFA icon
245
iShares MSCI EAFE ETF
EFA
$78B
– –
-11,808
Closed -$814K
F icon
246
Ford
F
$58.5B
– –
-95,176
Closed -$1.18M
FENY icon
247
Fidelity MSCI Energy Index ETF
FENY
$2.01B
– –
-151,375
Closed -$3.77M
FMC icon
248
FMC
FMC
$1.34B
– –
-4,875
Closed -$329K
JAAA icon
249
Janus Henderson AAA CLO ETF
JAAA
$29B
– –
-127,901
Closed -$6.44M
LNT icon
250
Alliant Energy
LNT
$18.3B
– –
-5,200
Closed -$252K
7 8 9
10
11

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q4 2023 Portfolio in Review

As of Q4 2023, Transform Wealth held 256 positions worth $1.03B, up 8.2% from $948M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth's Q4 2023 filing shows 19 new, 81 increased, 121 reduced and 17 closed positions. Its largest new stake was VanEck Fallen Angel High Yield Bond ETF: 490,997 shares worth $14.1M. The largest sale was PGIM Ultra Short Bond ETF, an estimated $19M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Transform Wealth's largest Q4 2023 buy was VanEck Fallen Angel High Yield Bond ETF: 490,997 shares worth $14.1M.
  • Transform Wealth added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $11.4M increase.
  • Transform Wealth's biggest Q4 2023 reduction was PGIM Ultra Short Bond ETF, cutting an estimated $19M.
  • Transform Wealth fully exited Janus Henderson AAA CLO ETF in Q4 2023, selling an estimated $6.44M.
  • Transform Wealth's ten largest holdings make up 28% of its $1.03B portfolio in Q4 2023.
  • Transform Wealth opened 19 new positions and closed 17 in Q4 2023.
  • Transform Wealth's portfolio value rose 8.2% quarter-over-quarter to $1.03B.

Based on Transform Wealth's 13F filing for Q4 2023, filed 18 Jan 2024.