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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$563M
AUM Growth
-$117M
Cap. Flow
-$123M
Cap. Flow %
-21.9%
Top 10 Hldgs %
24.79%
Holding
240
New
10
Increased
43
Reduced
137
Closed
30

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.5M
2
EXC icon
Exelon
EXC
+$2.75M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$2.7M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.29M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$2.13M

Top Sells

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$14.9M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$14.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$13.3M
4
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$12.3M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$11.3M

Sector Composition

Rank Sector Weight
1 Technology 17.15%
2 Financials 11.2%
3 Healthcare 7.36%
4 Communication Services 6.01%
5 Consumer Discretionary 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HR icon
226
Healthcare Realty
HR
$7.36B
– –
-16,774
Closed -$460K
HYEM icon
227
VanEck Emerging Markets High Yield Bond ETF
HYEM
$524M
– –
-11,460
Closed -$274K
IWC icon
228
iShares Micro-Cap ETF
IWC
$1.45B
– –
-4,229
Closed -$394K
KR icon
229
Kroger
KR
$35.8B
– –
-79,389
Closed -$1.72M
KRE icon
230
State Street SPDR S&P Regional Banking ETF
KRE
$4.87B
– –
-3,824
Closed -$204K
MS icon
231
Morgan Stanley
MS
$332B
– –
-38,101
Closed -$1.67M
OKE icon
232
Oneok
OKE
$58.9B
– –
-3,341
Closed -$230K
SJNK icon
233
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.91B
– –
-545,758
Closed -$14.9M
SRLN icon
234
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
– –
-7,818
Closed -$362K
THD icon
235
iShares MSCI Thailand ETF
THD
$361M
– –
-2,987
Closed -$286K
USMV icon
236
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
– –
-158,654
Closed -$9.79M
VBR icon
237
Vanguard Small-Cap Value ETF
VBR
$36.8B
– –
-4,563
Closed -$596K
XLE icon
238
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
– –
-20,446
Closed -$651K
HTLF
239
DELISTED
Heartland Financial USA, Inc.
HTLF
– –
-7,566
Closed -$338K
RSX
240
DELISTED
VanEck Russia ETF
RSX
– –
-10,034
Closed -$238K
6 7 8 9
10

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PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2019 Portfolio in Review

As of Q3 2019, Transform Wealth held 240 positions worth $563M, down 17% from $680M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Transform Wealth withdrew a net $123M in Q3 2019, closing 30 positions and reducing 137 holdings. Its most notable exit was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Transform Wealth opened a new position in Vanguard FTSE All-World ex-US ETF worth $2.7M.

  • Transform Wealth's largest Q3 2019 buy was Vanguard FTSE All-World ex-US ETF: 54,097 shares worth $2.7M.
  • Transform Wealth added most to Vanguard S&P 500 ETF in Q3 2019, an estimated $17.5M increase.
  • Transform Wealth's biggest Q3 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $14.8M.
  • Transform Wealth fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2019, selling an estimated $14.9M.
  • Transform Wealth's ten largest holdings make up 25% of its $563M portfolio in Q3 2019.
  • Transform Wealth opened 10 new positions and closed 30 in Q3 2019.
  • Transform Wealth's portfolio value fell 17% quarter-over-quarter to $563M.

Based on Transform Wealth's 13F filing for Q3 2019, filed 24 Oct 2019.