Transamerica Financial Advisors’s Invesco Shipping ETF SEA Stock Holding History

Transamerica Financial Advisors’s Portfolio SEA Stock Details SEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1	Closed	-$1K	–	882
2015 Q3	$1K	Buy	+1	New	+$17	﹤0.01%	816
2015 Q1	–	Sell	-25	Closed	-$1K	–	935
2014 Q4	$1K	Sell	25 -5,792	-100%	-$111K	﹤0.01%	718
2014 Q3	$120K	Buy	5,817 +711	+14%	+$15.8K	0.01%	284
2014 Q2	$117K	Buy	5,106 +832	+19%	+$18.6K	0.01%	310
2014 Q1	$94K	Buy	4,274 +727	+20%	+$15.7K	0.01%	303
2013 Q4	$77K	Buy	+3,547	New	+$71.1K	0.01%	299

Other funds holding SEA

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Transamerica Financial Advisors's SEA Position: Q4 2015 in Review

Transamerica Financial Advisors sold out of Invesco Shipping ETF (SEA) in Q4 2015, closing a stake of 1 share — an estimated $1K sold.

Transamerica Financial Advisors first reported a position in SEA in Q4 2013 and held it in 6 quarters. The position peaked at $120K in Q3 2014. 20 funds tracked by Wall St. Rank hold SEA as of Q4 2015.

Transamerica Financial Advisors reported no remaining Invesco Shipping ETF position as of Q4 2015 after selling out during the quarter.
Transamerica Financial Advisors sold 1 Invesco Shipping ETF share in Q4 2015, an estimated $1K.
Transamerica Financial Advisors first reported a position in Invesco Shipping ETF in Q4 2013 and held it in 6 quarters.
Transamerica Financial Advisors's Invesco Shipping ETF position peaked at $120K in Q3 2014.
20 funds tracked by Wall St. Rank held Invesco Shipping ETF as of Q4 2015.

Based on Transamerica Financial Advisors's 13F filing for Q4 2015, filed 1 Feb 2016.