OC
SEA

Oppenheimer & Co’s Invesco Shipping ETF SEA Stock Holding History

Oppenheimer & Co’s Portfolio SEA Stock Details SEA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-12,700
Closed -$139K – 1332
2016
Q2 		$139K Sell
12,700
-21,500
-63% -$254K ﹤0.01% 1140
2016
Q1 		$396K Sell
34,200
-13,849
-29% -$154K 0.01% 838
2015
Q4 		$609K Sell
48,049
-19,863
-29% -$292K 0.02% 707
2015
Q3 		$992K Buy
67,912
+35,721
+111% +$595K 0.03% 582
2015
Q2 		$584K Sell
32,191
-663
-2% -$13K 0.02% 811
2015
Q1 		$630K Buy
+32,854
New +$618K 0.02% 783
2014
Q3 		– Sell
-9,991
Closed -$229K – 1532
2014
Q2 		$229K Buy
+9,991
New +$223K 0.01% 1193

Other funds holding SEA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
JFA
JNBA Financial Advisors Bloomington, Minnesota $1.32B AUM 24.95% 1-Year Est. Return
S
SignatureFD Atlanta, Georgia $7.49B AUM 24.82% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Oppenheimer & Co's SEA Position: Q3 2016 in Review

Oppenheimer & Co sold out of Invesco Shipping ETF (SEA) in Q3 2016, closing a stake of 12,700 shares — an estimated $139K sold.

Oppenheimer & Co first reported a position in SEA in Q2 2014 and held it in 7 quarters. The position peaked at $992K in Q3 2015. 23 funds tracked by Wall St. Rank hold SEA as of Q3 2016.

  • Oppenheimer & Co reported no remaining Invesco Shipping ETF position as of Q3 2016 after selling out during the quarter.
  • Oppenheimer & Co sold 12,700 Invesco Shipping ETF shares in Q3 2016, an estimated $139K.
  • Oppenheimer & Co first reported a position in Invesco Shipping ETF in Q2 2014 and held it in 7 quarters.
  • Oppenheimer & Co's Invesco Shipping ETF position peaked at $992K in Q3 2015.
  • 23 funds tracked by Wall St. Rank held Invesco Shipping ETF as of Q3 2016.

Based on Oppenheimer & Co's 13F filing for Q3 2016, filed 7 Nov 2016.