Transamerica Financial Advisors’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Transamerica Financial Advisors’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,000	Closed	-$10K	–	761
2015 Q4	$10K	Hold	1,000	–	–	﹤0.01%	594
2015 Q3	$11K	Hold	1,000	–	–	﹤0.01%	565
2015 Q2	$12K	Sell	1,000 -640	-39%	-$7.66K	﹤0.01%	605
2015 Q1	$20K	Buy	1,640 +640	+64%	+$7.88K	﹤0.01%	541
2014 Q4	$12K	Hold	1,000	–	–	﹤0.01%	475
2014 Q3	$13K	Hold	1,000	–	–	﹤0.01%	443
2014 Q2	$15K	Hold	1,000	–	–	﹤0.01%	465
2014 Q1	$14K	Hold	1,000	–	–	﹤0.01%	441
2013 Q4	$14K	Hold	1,000	–	–	﹤0.01%	437
2013 Q3	$15K	Hold	1,000	–	–	﹤0.01%	405
2013 Q2	$14K	Buy	+1,000	New	+$16.3K	﹤0.01%	387

Other funds holding CEF

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Allianz Asset Management

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Parallax Volatility Advisers

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Capstone Investment Advisors

Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return