Transamerica Financial Advisors’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Transamerica Financial Advisors’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,000	Closed	-$10K	–	761
2015 Q4	$10K	Hold	1,000	–	–	﹤0.01%	594
2015 Q3	$11K	Hold	1,000	–	–	﹤0.01%	565
2015 Q2	$12K	Sell	1,000 -640	-39%	-$7.66K	﹤0.01%	605
2015 Q1	$20K	Buy	1,640 +640	+64%	+$7.88K	﹤0.01%	541
2014 Q4	$12K	Hold	1,000	–	–	﹤0.01%	475
2014 Q3	$13K	Hold	1,000	–	–	﹤0.01%	443
2014 Q2	$15K	Hold	1,000	–	–	﹤0.01%	465
2014 Q1	$14K	Hold	1,000	–	–	﹤0.01%	441
2013 Q4	$14K	Hold	1,000	–	–	﹤0.01%	437
2013 Q3	$15K	Hold	1,000	–	–	﹤0.01%	405
2013 Q2	$14K	Buy	+1,000	New	+$16.3K	﹤0.01%	387

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5M AUM 5.91% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

Capstone Investment Advisors New York $54B AUM 23.5% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Transamerica Financial Advisors's CEF Position: Q1 2016 in Review

Transamerica Financial Advisors sold out of Sprott Physical Gold and Silver Trust (CEF) in Q1 2016, closing a stake of 1,000 shares — an estimated $10K sold.

Transamerica Financial Advisors first reported a position in CEF in Q2 2013 and held it in 11 quarters. The position peaked at $20K in Q1 2015. 176 funds tracked by Wall St. Rank hold CEF as of Q1 2016.

Transamerica Financial Advisors reported no remaining Sprott Physical Gold and Silver Trust position as of Q1 2016 after selling out during the quarter.
Transamerica Financial Advisors sold 1,000 Sprott Physical Gold and Silver Trust shares in Q1 2016, an estimated $10K.
Transamerica Financial Advisors first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 11 quarters.
Transamerica Financial Advisors's Sprott Physical Gold and Silver Trust position peaked at $20K in Q1 2015.
176 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q1 2016.

Based on Transamerica Financial Advisors's 13F filing for Q1 2016, filed 21 Apr 2016.