Wellington Management Group’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Wellington Management Group’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-579,604	Closed	-$7.34M	–	2221
2017 Q3	$7.34M	Buy	579,604 +81,200	+16%	+$1.03M	﹤0.01%	1367
2017 Q2	$6.14M	Buy	+498,404	New	+$6.28M	﹤0.01%	1367
2017 Q1	–	Sell	-300,000	Closed	-$3.39M	–	2247
2016 Q4	$3.39M	Sell	300,000 -1,768,343	-85%	-$22.1M	﹤0.01%	1539
2016 Q3	$28.6M	Sell	2,068,343 -1,948,500	-49%	-$27.5M	0.01%	866
2016 Q2	$55.8M	Buy	4,016,843 +2,203,500	+122%	+$28.4M	0.01%	648
2016 Q1	$21.7M	Sell	1,813,343 -474,200	-21%	-$5.41M	0.01%	899
2015 Q4	$22.9M	Hold	2,287,543	–	–	0.01%	920
2015 Q3	$24.2M	Buy	2,287,543 +1,401,983	+158%	+$15.2M	0.01%	910
2015 Q2	$10.3M	Sell	885,560 -207,440	-19%	-$2.48M	﹤0.01%	1220
2015 Q1	$13M	Buy	+1,093,000	New	+$13.5M	﹤0.01%	1174

Other funds holding CEF

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

OTC

Opera Trading Capital Paris, France $419M AUM 0.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Wellington Management Group's CEF Position: Q4 2017 in Review

Wellington Management Group sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2017, closing a stake of 579,604 shares — an estimated $7.34M sold.

Wellington Management Group first reported a position in CEF in Q1 2015 and held it in 10 quarters. The position peaked at $55.8M in Q2 2016. 176 funds tracked by Wall St. Rank hold CEF as of Q4 2017.

Wellington Management Group reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2017 after selling out during the quarter.
Wellington Management Group sold 579,604 Sprott Physical Gold and Silver Trust shares in Q4 2017, an estimated $7.34M.
Wellington Management Group first reported a position in Sprott Physical Gold and Silver Trust in Q1 2015 and held it in 10 quarters.
Wellington Management Group's Sprott Physical Gold and Silver Trust position peaked at $55.8M in Q2 2016.
176 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2017.

Based on Wellington Management Group's 13F filing for Q4 2017, filed 13 Feb 2018.