Tocqueville Asset Management’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

Tocqueville Asset Management’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-43,950	Closed	-$1.02M	–	1005
2014 Q3	$1.02M	Hold	43,950	–	–	0.01%	505
2014 Q2	$1.3M	Sell	43,950 -100	-0.2%	-$2.84K	0.01%	537
2014 Q1	$1.19M	Sell	44,050 -5,500	-11%	-$131K	0.02%	424
2013 Q4	$1.07M	Buy	+49,550	New	+$1.01M	0.01%	439

Other funds holding UPL

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $20.6B AUM 29.22% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Heartland Advisors Milwaukee, Wisconsin $1.96B AUM 28.26% 1-Year Est. Return

Tocqueville Asset Management's UPL Position: Q4 2014 in Review

Tocqueville Asset Management sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q4 2014, closing a stake of 43,950 shares — an estimated $1.02M sold.

Tocqueville Asset Management first reported a position in UPL in Q4 2013 and held it in 4 quarters. The position peaked at $1.3M in Q2 2014. 248 funds tracked by Wall St. Rank hold UPL as of Q4 2014.

Tocqueville Asset Management reported no remaining Ultra Petroleum Corp. Common Stock position as of Q4 2014 after selling out during the quarter.
Tocqueville Asset Management sold 43,950 Ultra Petroleum Corp. Common Stock shares in Q4 2014, an estimated $1.02M.
Tocqueville Asset Management first reported a position in Ultra Petroleum Corp. Common Stock in Q4 2013 and held it in 4 quarters.
Tocqueville Asset Management's Ultra Petroleum Corp. Common Stock position peaked at $1.3M in Q2 2014.
248 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q4 2014.

Based on Tocqueville Asset Management's 13F filing for Q4 2014, filed 30 Jan 2015.