Tocqueville Asset Management’s ProShares Short Russell2000 RWM Stock Holding History

Tocqueville Asset Management’s Portfolio RWM Stock Details RWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,000	Closed	-$538K	–	849
2016 Q3	$538K	Buy	+10,000	New	+$554K	0.01%	617
2015 Q2	–	Sell	-2,700	Closed	-$158K	–	1000
2015 Q1	$158K	Buy	+2,700	New	+$165K	﹤0.01%	909

Other funds holding RWM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DAS

Dynamic Advisor Solutions Phoenix, Arizona $3.53B AUM 22.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JWS

Juncture Wealth Strategies Scottsdale, Arizona $384M AUM 27.62% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Tocqueville Asset Management's RWM Position: Q4 2016 in Review

Tocqueville Asset Management sold out of ProShares Short Russell2000 (RWM) in Q4 2016, closing a stake of 10,000 shares — an estimated $538K sold.

Tocqueville Asset Management first reported a position in RWM in Q1 2015 and held it in 2 quarters. The position peaked at $538K in Q3 2016. 40 funds tracked by Wall St. Rank hold RWM as of Q4 2016.

Tocqueville Asset Management reported no remaining ProShares Short Russell2000 position as of Q4 2016 after selling out during the quarter.
Tocqueville Asset Management sold 10,000 ProShares Short Russell2000 shares in Q4 2016, an estimated $538K.
Tocqueville Asset Management first reported a position in ProShares Short Russell2000 in Q1 2015 and held it in 2 quarters.
Tocqueville Asset Management's ProShares Short Russell2000 position peaked at $538K in Q3 2016.
40 funds tracked by Wall St. Rank held ProShares Short Russell2000 as of Q4 2016.

Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.