Tocqueville Asset Management’s Annaly Capital Management NLY Stock Holding History

Tocqueville Asset Management’s Portfolio NLY Stock Details NLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-5,576	Closed	-$204K	–	775
2019 Q2	$204K	Buy	5,576 +1,250	+29%	+$47.6K	﹤0.01%	745
2019 Q1	$173K	Buy	4,326 +625	+17%	+$25.5K	﹤0.01%	744
2018 Q4	$145K	Hold	3,701	–	–	﹤0.01%	721
2018 Q3	$151K	Hold	3,701	–	–	﹤0.01%	793
2018 Q2	$152K	Hold	3,701	–	–	﹤0.01%	801
2018 Q1	$154K	Sell	3,701 -158	-4%	-$6.73K	﹤0.01%	801
2017 Q4	$184K	Hold	3,859	–	–	﹤0.01%	771
2017 Q3	$188K	Buy	3,859 +1,000	+35%	+$49K	﹤0.01%	780
2017 Q2	$138K	Hold	2,859	–	–	﹤0.01%	768
2017 Q1	$127K	Buy	2,859 +125	+5%	+$5.32K	﹤0.01%	779
2016 Q4	$109K	Buy	+2,734	New	+$111K	﹤0.01%	784
2014 Q4	–	Sell	-4,075	Closed	-$174K	–	976
2014 Q3	$174K	Buy	4,075 +675	+20%	+$30.8K	﹤0.01%	826
2014 Q2	$155K	Sell	3,400 -475	-12%	-$21.9K	﹤0.01%	1031
2014 Q1	$170K	Buy	3,875 +250	+7%	+$10.8K	﹤0.01%	829
2013 Q4	$145K	Sell	3,625 -1,000	-22%	-$43.4K	﹤0.01%	864
2013 Q3	$214K	Hold	4,625	–	–	﹤0.01%	866
2013 Q2	$233K	Buy	+4,625	New	+$270K	﹤0.01%	847

Other funds holding NLY

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

SOMRS

State of Michigan Retirement System Lansing, Michigan $22.6B AUM 40.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Tocqueville Asset Management's NLY Position: Q3 2019 in Review

Tocqueville Asset Management sold out of Annaly Capital Management (NLY) in Q3 2019, closing a stake of 5,576 shares — an estimated $204K sold.

Tocqueville Asset Management first reported a position in NLY in Q2 2013 and held it in 17 quarters. The position peaked at $233K in Q2 2013. 621 funds tracked by Wall St. Rank hold NLY as of Q3 2019.

Tocqueville Asset Management reported no remaining Annaly Capital Management position as of Q3 2019 after selling out during the quarter.
Tocqueville Asset Management sold 5,576 Annaly Capital Management shares in Q3 2019, an estimated $204K.
Tocqueville Asset Management first reported a position in Annaly Capital Management in Q2 2013 and held it in 17 quarters.
Tocqueville Asset Management's Annaly Capital Management position peaked at $233K in Q2 2013.
621 funds tracked by Wall St. Rank held Annaly Capital Management as of Q3 2019.

Based on Tocqueville Asset Management's 13F filing for Q3 2019, filed 31 Oct 2019.