Tocqueville Asset Management’s Annaly Capital Management NLY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-5,576	Closed	-$204K	–	775
2019 Q2	$204K	Buy	5,576 +1,250	+29%	+$47.6K	﹤0.01%	745
2019 Q1	$173K	Buy	4,326 +625	+17%	+$25.5K	﹤0.01%	744
2018 Q4	$145K	Hold	3,701	–	–	﹤0.01%	721
2018 Q3	$151K	Hold	3,701	–	–	﹤0.01%	793
2018 Q2	$152K	Hold	3,701	–	–	﹤0.01%	801
2018 Q1	$154K	Sell	3,701 -158	-4%	-$6.73K	﹤0.01%	801
2017 Q4	$184K	Hold	3,859	–	–	﹤0.01%	771
2017 Q3	$188K	Buy	3,859 +1,000	+35%	+$49K	﹤0.01%	780
2017 Q2	$138K	Hold	2,859	–	–	﹤0.01%	768
2017 Q1	$127K	Buy	2,859 +125	+5%	+$5.32K	﹤0.01%	779
2016 Q4	$109K	Buy	+2,734	New	+$111K	﹤0.01%	784
2014 Q4	–	Sell	-4,075	Closed	-$174K	–	976
2014 Q3	$174K	Buy	4,075 +675	+20%	+$30.8K	﹤0.01%	826
2014 Q2	$155K	Sell	3,400 -475	-12%	-$21.9K	﹤0.01%	1031
2014 Q1	$170K	Buy	3,875 +250	+7%	+$10.8K	﹤0.01%	829
2013 Q4	$145K	Sell	3,625 -1,000	-22%	-$43.4K	﹤0.01%	864
2013 Q3	$214K	Hold	4,625	–	–	﹤0.01%	866
2013 Q2	$233K	Buy	+4,625	New	+$270K	﹤0.01%	847