Thompson Siegel & Walmsley’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-5,300	Closed	-$44K	–	708
2020 Q1	$44K	Sell	5,300 -63,530	-92%	-$944K	﹤0.01%	416
2019 Q4	$1.22M	Sell	68,830 -492,866	-88%	-$8.92M	0.02%	241
2019 Q3	$10.2M	Sell	561,696 -253,299	-31%	-$4.54M	0.16%	123
2019 Q2	$14M	Sell	814,995 -66,089	-8%	-$1.14M	0.2%	103
2019 Q1	$15.3M	Buy	881,084 +79,247	+10%	+$1.35M	0.21%	106
2018 Q4	$12.7M	Sell	801,837 -143,276	-15%	-$2.52M	0.2%	112
2018 Q3	$17.6M	Sell	945,113 -67,062	-7%	-$1.28M	0.23%	107
2018 Q2	$19.4M	Sell	1,012,175 -838,753	-45%	-$14.9M	0.25%	102
2018 Q1	$32.7M	Sell	1,850,928 -144,322	-7%	-$2.59M	0.4%	73
2017 Q4	$39.8M	Sell	1,995,250 -356,024	-15%	-$6.84M	0.47%	62
2017 Q3	$44.7M	Buy	2,351,274 +73,601	+3%	+$1.46M	0.54%	62
2017 Q2	$43.7M	Buy	2,277,673 +750,851	+49%	+$15.3M	0.52%	63
2017 Q1	$32.1M	Buy	1,526,822 +22,192	+1%	+$467K	0.38%	79
2016 Q4	$31.8M	Buy	1,504,630 +472,904	+46%	+$9.69M	0.42%	78
2016 Q3	$22.7M	Buy	1,031,726 +585,318	+131%	+$13M	0.35%	93
2016 Q2	$9.67M	Buy	446,408 +442,408	+11,060%	+$8.95M	0.15%	185
2016 Q1	$80K	Hold	4,000	–	–	﹤0.01%	423
2015 Q4	$72K	Hold	4,000	–	–	﹤0.01%	431
2015 Q3	$66K	Hold	4,000	–	–	﹤0.01%	447
2015 Q2	$62K	Hold	4,000	–	–	﹤0.01%	462
2015 Q1	$73K	Hold	4,000	–	–	﹤0.01%	458
2014 Q4	$67K	Hold	4,000	–	–	﹤0.01%	465
2014 Q3	$59K	Buy	+4,000	New	+$62.5K	﹤0.01%	466