Swift Run Capital Management’s Carlyle Group CG Stock Holding History

Swift Run Capital Management’s Portfolio CG Stock Details CG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-99,240	Closed	-$2.79M	–	54
2015 Q2	$2.79M	Hold	99,240	–	–	1.18%	26
2015 Q1	$2.69M	Sell	99,240 -139	-0.1%	-$3.69K	1.17%	25
2014 Q4	$2.73M	Sell	99,379 -163,266	-62%	-$4.64M	1.3%	25
2014 Q3	$8M	Sell	262,645 -4,713	-2%	-$154K	4.14%	11
2014 Q2	$9.08M	Buy	267,358 +70,258	+36%	+$2.31M	3.97%	10
2014 Q1	$6.93M	Buy	197,100 +121,500	+161%	+$4.26M	3.7%	11
2013 Q4	$2.69M	Buy	+75,600	New	+$2.38M	2.15%	15

Other funds holding CG

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

FAM

Fred Alger Management New York $22.8B AUM 64.63% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Swift Run Capital Management's CG Position: Q3 2015 in Review

Swift Run Capital Management sold out of Carlyle Group (CG) in Q3 2015, closing a stake of 99,240 shares — an estimated $2.79M sold.

Swift Run Capital Management first reported a position in CG in Q4 2013 and held it in 7 quarters. The position peaked at $9.08M in Q2 2014. 122 funds tracked by Wall St. Rank hold CG as of Q3 2015.

Swift Run Capital Management reported no remaining Carlyle Group position as of Q3 2015 after selling out during the quarter.
Swift Run Capital Management sold 99,240 Carlyle Group shares in Q3 2015, an estimated $2.79M.
Swift Run Capital Management first reported a position in Carlyle Group in Q4 2013 and held it in 7 quarters.
Swift Run Capital Management's Carlyle Group position peaked at $9.08M in Q2 2014.
122 funds tracked by Wall St. Rank held Carlyle Group as of Q3 2015.

Based on Swift Run Capital Management's 13F filing for Q3 2015, filed 5 Nov 2015.