Strategic Income Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Strategic Income Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-89,177	Closed	-$4.24M	–	8
2015 Q2	$4.24M	Sell	89,177 -379	-0.4%	-$18.4K	2.47%	21
2015 Q1	$4.28M	Buy	89,556 +2,301	+3%	+$109K	2.47%	23
2014 Q4	$4.09M	Buy	+87,255	New	+$4.27M	2.32%	23

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BPC

Banque Pictet & Cie Geneva 73, Switzerland $16B AUM 29.1% 1-Year Est. Return

PNAA

Pictet North America Advisors Geneva 73, Switzerland $1.13B AUM 17.98% 1-Year Est. Return

Strategic Income Management's CWB Position: Q3 2015 in Review

Strategic Income Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2015, closing a stake of 89,177 shares — an estimated $4.24M sold.

Strategic Income Management first reported a position in CWB in Q4 2014 and held it in 3 quarters. The position peaked at $4.28M in Q1 2015. 184 funds tracked by Wall St. Rank hold CWB as of Q3 2015.

Strategic Income Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2015 after selling out during the quarter.
Strategic Income Management sold 89,177 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2015, an estimated $4.24M.
Strategic Income Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2014 and held it in 3 quarters.
Strategic Income Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $4.28M in Q1 2015.
184 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2015.

Based on Strategic Income Management's 13F filing for Q3 2015, filed 4 Nov 2015.