StoneX Group’s FT Vest US Equity Deep Buffer ETF September DSEP Stock Holding History

StoneX Group’s Portfolio DSEP Stock Details DSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-7,967	Closed	-$358K	–	994
2025 Q4	$358K	Buy	7,967 +600	+8%	+$26.7K	0.02%	628
2025 Q3	$326K	Sell	7,367 -5,541	-43%	-$240K	0.01%	665
2025 Q2	$547K	Buy	12,908 +838	+7%	+$33.8K	0.03%	473
2025 Q1	$479K	Sell	12,070 -757	-6%	-$30.8K	0.03%	478
2024 Q4	$520K	Buy	+12,827	New	+$519K	0.03%	460
2023 Q1	–	Sell	-98,928	Closed	-$3.03M	–	507
2022 Q4	$3.03M	Buy	98,928 +82,373	+498%	+$2.51M	0.44%	34
2022 Q3	$486K	Buy	+16,555	New	+$506K	0.09%	164

Other funds holding DSEP

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Spectrum Asset Management (California) Newport Beach, California $315M AUM 19.93% 1-Year Est. Return

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Winnow Wealth Waco, Texas $130M AUM 17.71% 1-Year Est. Return

Wood Tarver Financial Group Boise, Idaho $362M AUM 14.75% 1-Year Est. Return

MML Investors Services

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return