Stifel Financial’s ProShares Trust UltraShort Lehman 20+ Year Treasury TBT Stock Holding History

Stifel Financial’s Portfolio TBT Stock Details TBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-4,414	Closed	-$219K	–	2361
2015 Q2	$219K	Buy	+4,414	New	+$207K	﹤0.01%	2119
2015 Q1	–	Sell	-4,424	Closed	-$205K	–	2390
2014 Q4	$205K	Sell	4,424 -25	-0.6%	-$1.27K	﹤0.01%	2089
2014 Q3	$251K	Buy	+4,449	New	+$259K	﹤0.01%	1888

Other funds holding TBT

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IWC

Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Stifel Financial's TBT Position: Q3 2015 in Review

Stifel Financial sold out of ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) in Q3 2015, closing a stake of 4,414 shares — an estimated $219K sold.

Stifel Financial first reported a position in TBT in Q3 2014 and held it in 3 quarters. The position peaked at $251K in Q3 2014. 151 funds tracked by Wall St. Rank hold TBT as of Q3 2015.

Stifel Financial reported no remaining ProShares Trust UltraShort Lehman 20+ Year Treasury position as of Q3 2015 after selling out during the quarter.
Stifel Financial sold 4,414 ProShares Trust UltraShort Lehman 20+ Year Treasury shares in Q3 2015, an estimated $219K.
Stifel Financial first reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury in Q3 2014 and held it in 3 quarters.
Stifel Financial's ProShares Trust UltraShort Lehman 20+ Year Treasury position peaked at $251K in Q3 2014.
151 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 20+ Year Treasury as of Q3 2015.

Based on Stifel Financial's 13F filing for Q3 2015, filed 16 Nov 2015.