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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
1
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$24.4M 9.44%
462,720
-2,934
-0.6% -$154K
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.5B
$10.7M 4.13%
167,219
-987
-0.6% -$60.5K
IWV icon
3
iShares Russell 3000 ETF
IWV
$19.6B
$10.6M 4.09%
104,349
-1,447
-1% -$145K
AAPL icon
4
Apple
AAPL
$4.9T
$6.08M 2.36%
357,112
-100,240
-22% -$1.66M
GWR
5
DELISTED
Genesee & Wyoming Inc.
GWR
$5.91M 2.29%
63,600
– –
GSG icon
6
iShares S&P GSCI Commodity-Indexed Trust
GSG
$978M
$4.84M 1.88%
149,425
+16,362
+12% +$537K
GL icon
7
Globe Life
GL
$14.3B
$4.71M 1.83%
97,758
-261
-0.3% -$12.3K
KO icon
8
Coca-Cola
KO
$351B
$4.07M 1.58%
107,361
-3,165
-3% -$125K
XOM icon
9
ExxonMobil
XOM
$611B
$3.8M 1.47%
44,151
+826
+2% +$74.5K
CVX icon
10
Chevron
CVX
$373B
$3.42M 1.33%
28,144
+4,788
+21% +$589K
GE icon
11
GE Aerospace
GE
$364B
$3.4M 1.32%
29,724
+3,465
+13% +$397K
JNJ icon
12
Johnson & Johnson
JNJ
$609B
$3.04M 1.18%
35,073
+707
+2% +$63.4K
GLD icon
13
SPDR Gold Trust
GLD
$130B
$2.99M 1.16%
23,296
-374
-2% -$48K
WFC icon
14
Wells Fargo
WFC
$265B
$2.88M 1.12%
69,672
-24,445
-26% -$1.04M
WDR
15
DELISTED
Waddell & Reed Financial, Inc.
WDR
$2.85M 1.1%
55,339
– –
FDN icon
16
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.06B
$2.81M 1.09%
52,254
+2,913
+6% +$146K
IBM icon
17
IBM
IBM
$200B
$2.61M 1.01%
14,754
-7
-0% -$1.27K
MSFT icon
18
Microsoft
MSFT
$2.93T
$2.57M 0.99%
77,109
-47,134
-38% -$1.55M
PG icon
19
Procter & Gamble
PG
$349B
$2.56M 0.99%
33,792
+5,030
+17% +$400K
GOOG icon
20
Alphabet (Google) Class C
GOOG
$4.22T
$2.46M 0.96%
112,982
+3,975
+4% +$87.8K
JPM icon
21
JPMorgan Chase
JPM
$907B
$2.43M 0.94%
46,925
+2,145
+5% +$115K
QCOM icon
22
Qualcomm
QCOM
$181B
$2.42M 0.94%
35,878
+6,631
+23% +$435K
EEM icon
23
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.41M 0.94%
59,186
+12,107
+26% +$479K
FXD icon
24
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$267M
$2.35M 0.91%
79,123
+24,818
+46% +$714K
XLU icon
25
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$2.29M 0.89%
122,800
– –
1
2 3 4 5

Similar funds

FAAM
First Allied Asset Management San Diego, California $712M AUM 9.35% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.