We are live on ! Find out more
SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDN
151
Brandywine Realty Trust
BDN
$551M
$381K 0.15%
28,910
-1,900
-6% -$25.6K
MUFG icon
152
Mitsubishi UFJ Financial
MUFG
$258B
$379K 0.15%
59,080
+22,750
+63% +$145K
COR icon
153
Cencora
COR
$60.3B
$377K 0.15%
6,174
+923
+18% +$54K
HES
154
DELISTED
Hess
HES
$377K 0.15%
4,871
+1,763
+57% +$131K
LUMN icon
155
Lumen
LUMN
$6.53B
$372K 0.14%
11,841
-4
-0% -$136
KMB icon
156
Kimberly-Clark
KMB
$36.4B
$370K 0.14%
+4,095
New +$379K
ALL icon
157
Allstate
ALL
$66.9B
$368K 0.14%
7,274
+643
+10% +$32.3K
CTXS
158
DELISTED
Citrix Systems Inc
CTXS
$366K 0.14%
6,514
+1,771
+37% +$99K
VTRS icon
159
Viatris
VTRS
$20.1B
$365K 0.14%
+9,575
New +$337K
DG icon
160
Dollar General
DG
$25.9B
$363K 0.14%
+6,425
New +$353K
MRK icon
161
Merck
MRK
$324B
$360K 0.14%
7,928
+1,399
+21% +$63.9K
ESV
162
DELISTED
Ensco Rowan plc
ESV
$359K 0.14%
1,671
-463
-22% -$106K
ROYT
163
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$356K 0.14%
22,125
+150
+0.7% +$2.65K
DHI icon
164
D.R. Horton
DHI
$41B
$349K 0.14%
17,945
+4,480
+33% +$88.7K
CY
165
DELISTED
Cypress Semiconductor
CY
$344K 0.13%
+36,800
New +$429K
DWAS icon
166
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$341K 0.13%
+9,237
New +$327K
PWE
167
DELISTED
Penn West Energy Petroleum Ltd
PWE
$334K 0.13%
30,000
-31,000
-51% -$360K
CLC
168
DELISTED
Clarcor
CLC
$333K 0.13%
6,000
– –
PPL.PRW
169
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$333K 0.13%
+6,200
New +$334K
DIA icon
170
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$328K 0.13%
2,172
+474
+28% +$72.3K
FEI
171
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$328K 0.13%
16,750
– –
PKG icon
172
Packaging Corp of America
PKG
$22.7B
$326K 0.13%
5,709
– –
WSBC icon
173
WesBanco
WSBC
$3.95B
$325K 0.13%
10,920
+370
+4% +$10.8K
SDY icon
174
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$322K 0.12%
4,673
– –
SPLV icon
175
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$319K 0.12%
10,237
+2,137
+26% +$67.7K
5 6
7
8 9

Similar funds

FAAM
First Allied Asset Management San Diego, California $712M AUM 9.35% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.