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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPRT
126
Westport Fuel Systems
WPRT
$36.5M
$484K 0.19%
2,000
-3,000
-60% -$876K
TUP
127
DELISTED
Tupperware Brands Corporation
TUP
$483K 0.19%
5,589
+2,565
+85% +$214K
GLW icon
128
Corning
GLW
$126B
$479K 0.19%
32,826
– –
KG
129
Kestrel Group
KG
$71.3M
$477K 0.18%
2,020
+50
+3% +$12.4K
C icon
130
Citigroup
C
$222B
$473K 0.18%
9,760
-5,870
-38% -$297K
NVS icon
131
Novartis
NVS
$295B
$473K 0.18%
6,882
+1,747
+34% +$116K
MCD icon
132
McDonald's
MCD
$188B
$466K 0.18%
4,845
+199
+4% +$19.4K
BKNG icon
133
Booking.com
BKNG
$138B
$456K 0.18%
11,275
+50
+0.4% +$1.87K
GDX icon
134
VanEck Gold Miners ETF
GDX
$23B
$455K 0.18%
18,190
-32,000
-64% -$851K
HLSS
135
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$453K 0.18%
20,600
– –
VMC icon
136
Vulcan Materials
VMC
$36.3B
$451K 0.17%
8,700
+800
+10% +$39.6K
SLV icon
137
iShares Silver Trust
SLV
$28.1B
$439K 0.17%
21,000
-19,000
-48% -$393K
SPY icon
138
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$437K 0.17%
2,602
-8,000
-75% -$1.34M
TAL
139
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$436K 0.17%
9,325
-225
-2% -$9.71K
CLNE icon
140
Clean Energy Fuels
CLNE
$447M
$434K 0.17%
34,000
-80,000
-70% -$1.03M
KRFT
141
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$434K 0.17%
8,270
+175
+2% +$9.59K
SI
142
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$434K 0.17%
3,601
+1,138
+46% +$127K
ZTS icon
143
Zoetis
ZTS
$31.6B
$419K 0.16%
13,475
+5,019
+59% +$154K
WFC.WS
144
DELISTED
Wells Fargo & Company Ws
WFC.WS
$418K 0.16%
29,750
+1,250
+4% +$18.1K
UPS icon
145
United Parcel Service
UPS
$97.6B
$416K 0.16%
+4,552
New +$400K
EMC
146
DELISTED
EMC CORPORATION
EMC
$410K 0.16%
16,029
-863
-5% -$22.4K
NEE icon
147
NextEra Energy
NEE
$187B
$404K 0.16%
20,164
+2,200
+12% +$45.4K
UL icon
148
Unilever
UL
$131B
$404K 0.16%
9,299
-25
-0.3% -$1.13K
CB icon
149
Chubb
CB
$140B
$392K 0.15%
4,194
+1,180
+39% +$108K
STI
150
DELISTED
SunTrust Banks, Inc.
STI
$391K 0.15%
12,052
+4,627
+62% +$156K
4 5
6
7 8

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FAAM
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GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.