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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPT
251
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$175K 0.07%
11,380
-5,620
-33% -$86.3K
BFYT
252
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$161K 0.06%
13,450
-1,850
-12% -$20.9K
PAAS icon
253
Pan American Silver
PAAS
$18.6B
$106K 0.04%
10,000
-90,000
-90% -$1.1M
ARR
254
Armour Residential REIT
ARR
$2.02B
$88K 0.03%
525
– –
NMR icon
255
Nomura Holdings
NMR
$28.7B
$87K 0.03%
+11,120
New +$86K
AERL
256
DELISTED
ASIA ENTERTAINMENT & RES LTD ORD SHS(CYM)
AERL
$53K 0.02%
+13,500
New +$54.6K
FTR
257
DELISTED
Frontier Communications Corp.
FTR
$47K 0.02%
750
– –
SNV
258
DELISTED
Synovus
SNV
$36K 0.01%
+1,571
New +$35.8K
ANDE icon
259
Andersons Inc
ANDE
$2.65B
– –
-14,175
Closed -$503K
ARCC icon
260
Ares Capital
ARCC
$13.5B
– –
-12,700
Closed -$218K
BG icon
261
Bunge Global
BG
$23.6B
– –
-16,500
Closed -$1.17M
CIK
262
Credit Suisse Asset Management Income Fund
CIK
$133M
– –
-19,550
Closed -$74K
DRI icon
263
Darden Restaurants
DRI
$22.5B
– –
-41,670
Closed -$1.88M
EPHE icon
264
iShares MSCI Philippines ETF
EPHE
$127M
– –
-28,697
Closed -$1.01M
EQIX icon
265
Equinix
EQIX
$107B
– –
-1,492
Closed -$276K
FLR icon
266
Fluor
FLR
$7.29B
– –
-3,493
Closed -$207K
FMS icon
267
Fresenius Medical Care
FMS
$13.2B
– –
-8,037
Closed -$283K
GDXJ icon
268
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
– –
-23,045
Closed -$844K
GNW icon
269
Genworth Financial
GNW
$3.8B
– –
-16,379
Closed -$187K
IWO icon
270
iShares Russell 2000 Growth ETF
IWO
$14.5B
– –
-2,411
Closed -$269K
MDLZ icon
271
Mondelez International
MDLZ
$77.7B
– –
-7,843
Closed -$224K
MPC icon
272
Marathon Petroleum
MPC
$90.3B
– –
-12,106
Closed -$430K
PBF icon
273
PBF Energy
PBF
$7.29B
– –
-8,375
Closed -$217K
PRU icon
274
Prudential Financial
PRU
$41.7B
– –
-3,550
Closed -$259K
RGR icon
275
Sturm, Ruger & Co
RGR
$610M
– –
-29,800
Closed -$1.43M
8 9 10
11
12

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FAAM
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GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.