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SFP

Sterling Financial Planning Portfolio holdings

AUM $337M
1-Year Est. Return 19.27%
This Fund
S&P 500
This Quarter Est. Return
-1.48%
1 Year Est. Return
+19.27%
3 Year Est. Return
+46.75%
5 Year Est. Return
+48.15%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$3.12M
Cap. Flow
+$5.73M
Cap. Flow %
3.65%
Top 10 Hldgs %
47.46%
Holding
434
New
33
Increased
110
Reduced
60
Closed
7

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$564K
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$445K
3
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$393K
4
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$393K
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$333K

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$304K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$174K
3
META icon
Meta Platforms (Facebook)
META
+$172K
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$133K
5
LBAI
Lakeland Bancorp Inc
LBAI
+$99.2K

Sector Composition

Rank Sector Weight
1 Technology 3.08%
2 Financials 2.79%
3 Healthcare 2.73%
4 Industrials 1.93%
5 Consumer Discretionary 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
201
Bristol-Myers Squibb
BMY
$129B
$40K 0.03%
679
+1
+0.1% +$66
EPD icon
202
Enterprise Products Partners
EPD
$81.7B
$40K 0.03%
1,850
– –
EQR icon
203
Equity Residential
EQR
$25.1B
$40K 0.03%
500
– –
NEA icon
204
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$40K 0.03%
2,612
– –
PGR icon
205
Progressive
PGR
$124B
$40K 0.03%
446
– –
VSS icon
206
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.8B
$40K 0.03%
300
– –
ASAN icon
207
Asana
ASAN
$1.97B
$39K 0.02%
375
– –
IEFA icon
208
iShares Core MSCI EAFE ETF
IEFA
$195B
$39K 0.02%
526
– –
LUV icon
209
Southwest Airlines
LUV
$23.6B
$39K 0.02%
750
– –
SO icon
210
Southern Company
SO
$106B
$39K 0.02%
626
– –
PGX icon
211
Invesco Preferred ETF
PGX
$3.8B
$38K 0.02%
2,502
+15
+0.6% +$228
TRV icon
212
Travelers Companies
TRV
$79.9B
$38K 0.02%
+250
New +$38.7K
XBAP icon
213
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
$133M
$38K 0.02%
1,421
– –
PSCT icon
214
Invesco S&P SmallCap Information Technology ETF
PSCT
$516M
$37K 0.02%
786
– –
DVYE icon
215
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$36K 0.02%
915
– –
GLW icon
216
Corning
GLW
$140B
$36K 0.02%
1,000
– –
ICLN icon
217
iShares Global Clean Energy ETF
ICLN
$2.4B
$35K 0.02%
1,639
– –
SLG icon
218
SL Green Realty
SLG
$3.87B
$35K 0.02%
498
– –
NOW icon
219
ServiceNow
NOW
$117B
$34K 0.02%
270
– –
VNQI icon
220
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$34K 0.02%
603
+5
+0.8% +$293
VOO icon
221
Vanguard S&P 500 ETF
VOO
$1.01T
$34K 0.02%
86
+1
+1% +$406
CSX icon
222
CSX Corp
CSX
$94.2B
$33K 0.02%
1,125
+975
+650% +$31.2K
UMAR icon
223
Innovator US Equity Ultra Buffer ETF March
UMAR
$195M
$33K 0.02%
1,141
– –
IWP icon
224
iShares Russell Mid-Cap Growth ETF
IWP
$20.5B
$32K 0.02%
288
– –
PJUN icon
225
Innovator US Equity Power Buffer ETF June
PJUN
$974M
$32K 0.02%
1,037
+31
+3% +$972
7 8
9
10 11

Similar funds

NL
NKCFO LLC Geneva, Illinois $337M AUM 58.12% 1-Year Est. Return
FIM
Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return
SIC
Shoker Investment Counsel Oxford, Ohio $337M AUM 24.9% 1-Year Est. Return
SC
Schiavi & Co Wilmington, Delaware $337M AUM 16.69% 1-Year Est. Return
SG
Standard General New York $336M AUM 16.52% 1-Year Est. Return
BCM
Brightline Capital Management Miami, Florida $338M AUM 197.95% 1-Year Est. Return
LFP
Leeward Financial Partners Bellevue, Washington $336M AUM 20.94% 1-Year Est. Return
CWM
Concentrum Wealth Management San Jose, California $339M AUM 26.77% 1-Year Est. Return

Sterling Financial Planning's Q3 2021 Portfolio in Review

As of Q3 2021, Sterling Financial Planning held 434 positions worth $157M, up 2% from $154M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sterling Financial Planning deployed $5.73M of net new capital in Q3 2021, opening 33 new positions and adding to 110 existing holdings. Its largest new stake was Lam Research: 3,000 shares worth $171K.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 2.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Pfizer, an estimated $304K trimmed.

  • Sterling Financial Planning's largest Q3 2021 buy was Lam Research: 3,000 shares worth $171K.
  • Sterling Financial Planning added most to iShares Gold Trust in Q3 2021, an estimated $564K increase.
  • Sterling Financial Planning's biggest Q3 2021 reduction was Pfizer, cutting an estimated $304K.
  • Sterling Financial Planning fully exited Delta Air Lines in Q3 2021, selling an estimated $34K.
  • Sterling Financial Planning's ten largest holdings make up 47% of its $157M portfolio in Q3 2021.
  • Sterling Financial Planning opened 33 new positions and closed 7 in Q3 2021.
  • Sterling Financial Planning's portfolio value rose 2% quarter-over-quarter to $157M.

Based on Sterling Financial Planning's 13F filing for Q3 2021, filed 28 Oct 2021.