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SFP

Sterling Financial Planning Portfolio holdings

AUM $337M
1-Year Est. Return 19.27%
This Fund
S&P 500
This Quarter Est. Return
-1.48%
1 Year Est. Return
+19.27%
3 Year Est. Return
+46.75%
5 Year Est. Return
+48.15%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$3.12M
Cap. Flow
+$5.73M
Cap. Flow %
3.65%
Top 10 Hldgs %
47.46%
Holding
434
New
33
Increased
110
Reduced
60
Closed
7

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$564K
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$445K
3
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$393K
4
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$393K
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$333K

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$304K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$174K
3
META icon
Meta Platforms (Facebook)
META
+$172K
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$133K
5
LBAI
Lakeland Bancorp Inc
LBAI
+$99.2K

Sector Composition

Rank Sector Weight
1 Technology 3.08%
2 Financials 2.79%
3 Healthcare 2.73%
4 Industrials 1.93%
5 Consumer Discretionary 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMS icon
376
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$372M
$4K ﹤0.01%
64
– –
FNDE icon
377
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$4K ﹤0.01%
133
– –
GDV icon
378
Gabelli Dividend & Income Trust
GDV
$2.66B
$4K ﹤0.01%
159
+2
+1% +$53
HOPE icon
379
Hope Bancorp
HOPE
$1.79B
$4K ﹤0.01%
281
– –
HYG icon
380
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4K ﹤0.01%
44
– –
IXC icon
381
iShares Global Energy ETF
IXC
$2.76B
$4K ﹤0.01%
142
– –
KBE icon
382
State Street SPDR S&P Bank ETF
KBE
$1.66B
$4K ﹤0.01%
76
– –
LBRDA icon
383
Liberty Broadband Class A
LBRDA
$5.16B
$4K ﹤0.01%
24
– –
LI icon
384
Li Auto
LI
$12.8B
$4K ﹤0.01%
153
– –
NGL icon
385
NGL Energy Partners
NGL
$2.11B
$4K ﹤0.01%
1,811
– –
NIO icon
386
NIO
NIO
$11.8B
$4K ﹤0.01%
103
– –
URTH icon
387
iShares MSCI World ETF
URTH
$8.26B
$4K ﹤0.01%
+33
New +$4.28K
AMP icon
388
Ameriprise Financial
AMP
$48.7B
$3K ﹤0.01%
10
– –
ARKG icon
389
ARK Genomic Revolution ETF
ARKG
$1.73B
$3K ﹤0.01%
45
– –
AZO icon
390
AutoZone
AZO
$50.9B
$3K ﹤0.01%
2
– –
BBAX icon
391
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.89B
$3K ﹤0.01%
57
– –
BBEU icon
392
JPMorgan BetaBuilders Europe ETF
BBEU
$9.55B
$3K ﹤0.01%
61
– –
BYRN icon
393
Byrna Technologies
BYRN
$102M
$3K ﹤0.01%
+132
New +$3.27K
DXC icon
394
DXC Technology
DXC
$1.75B
$3K ﹤0.01%
+89
New +$3.37K
KPRX icon
395
Kiora Pharmaceuticals
KPRX
$11.7M
$3K ﹤0.01%
3
– –
TLT icon
396
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$3K ﹤0.01%
22
– –
W icon
397
Wayfair
W
$14.6B
$3K ﹤0.01%
10
– –
BHF icon
398
Brighthouse Financial
BHF
$3.48B
$2K ﹤0.01%
48
– –
BYND icon
399
Beyond Meat
BYND
$278M
$2K ﹤0.01%
16
– –
EMN icon
400
Eastman Chemical
EMN
$8.47B
$2K ﹤0.01%
24
– –
14 15
16
17 18

Similar funds

NL
NKCFO LLC Geneva, Illinois $337M AUM 58.12% 1-Year Est. Return
FIM
Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return
SIC
Shoker Investment Counsel Oxford, Ohio $337M AUM 24.9% 1-Year Est. Return
SC
Schiavi & Co Wilmington, Delaware $337M AUM 16.69% 1-Year Est. Return
SG
Standard General New York $336M AUM 16.52% 1-Year Est. Return
BCM
Brightline Capital Management Miami, Florida $338M AUM 197.95% 1-Year Est. Return
CAC
Core Alternative Capital Peachtree Corners, Georgia $339M AUM 18.22% 1-Year Est. Return
HFS
Haverford Financial Services Radnor, Pennsylvania $336M AUM 20.46% 1-Year Est. Return

Sterling Financial Planning's Q3 2021 Portfolio in Review

As of Q3 2021, Sterling Financial Planning held 434 positions worth $157M, up 2% from $154M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sterling Financial Planning deployed $5.73M of net new capital in Q3 2021, opening 33 new positions and adding to 110 existing holdings. Its largest new stake was Lam Research: 3,000 shares worth $171K.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 2.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Pfizer, an estimated $304K trimmed.

  • Sterling Financial Planning's largest Q3 2021 buy was Lam Research: 3,000 shares worth $171K.
  • Sterling Financial Planning added most to iShares Gold Trust in Q3 2021, an estimated $564K increase.
  • Sterling Financial Planning's biggest Q3 2021 reduction was Pfizer, cutting an estimated $304K.
  • Sterling Financial Planning fully exited Delta Air Lines in Q3 2021, selling an estimated $34K.
  • Sterling Financial Planning's ten largest holdings make up 47% of its $157M portfolio in Q3 2021.
  • Sterling Financial Planning opened 33 new positions and closed 7 in Q3 2021.
  • Sterling Financial Planning's portfolio value rose 2% quarter-over-quarter to $157M.

Based on Sterling Financial Planning's 13F filing for Q3 2021, filed 28 Oct 2021.