Spot Trading’s Ares Capital ARCC Stock Holding History

Spot Trading’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-2,000	Closed	-$33K	–	3053
2017 Q2	$33K	Hold	2,000	–	–	﹤0.01%	2923
2017 Q1	$35K	Sell	2,000 -10,300	-84%	-$178K	﹤0.01%	2571
2016 Q4	$203K	Sell	12,300 -201,000	-94%	-$3.16M	﹤0.01%	1912
2016 Q3	$3.31M	Buy	213,300 +166,200	+353%	+$2.55M	0.07%	424
2016 Q2	$669K	Buy	47,100 +6,200	+15%	+$92K	0.01%	1410
2016 Q1	$607K	Sell	40,900 -44,100	-52%	-$607K	0.01%	1432
2015 Q4	$1.21M	Buy	85,000 +80,000	+1,600%	+$1.21M	0.01%	1322
2015 Q3	$72K	Buy	+5,000	New	+$78.5K	﹤0.01%	3160
2015 Q2	–	Sell	-21,100	Closed	-$362K	–	3834
2015 Q1	$362K	Sell	21,100 -1,100	-5%	-$18.4K	﹤0.01%	2360
2014 Q4	$346K	Sell	22,200 -6,900	-24%	-$110K	﹤0.01%	2602
2014 Q3	$470K	Sell	29,100 -9,200	-24%	-$155K	﹤0.01%	2606
2014 Q2	$684K	Sell	38,300 -9,000	-19%	-$155K	﹤0.01%	2436
2014 Q1	$833K	Sell	47,300 -85,400	-64%	-$1.52M	﹤0.01%	2160
2013 Q4	$2.36M	Sell	132,700 -36,300	-21%	-$640K	0.01%	1395
2013 Q3	$2.92M	Buy	169,000 +167,400	+10,463%	+$2.93M	0.02%	1101
2013 Q2	$28K	Buy	+1,600	New	+$27.9K	﹤0.01%	3811

Other funds holding ARCC

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return