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SRPTWM

Split Rock Private Trading & Wealth Management Portfolio holdings

AUM $146M
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
+$4.39M
Cap. Flow
+$5.35M
Cap. Flow %
4.14%
Top 10 Hldgs %
81.76%
Holding
49
New
13
Increased
10
Reduced
19
Closed
3

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$5.6M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.79M
3
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$1.62M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.47M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$1.47M

Top Sells

Rank Stock Value
1
FBND icon
Fidelity Total Bond ETF
FBND
+$6.32M
2
EFAA
Invesco MSCI EAFE Income Advantage ETF
EFAA
+$1.81M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.39M
4
BGLD icon
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
+$741K
5
KOOL
North Shore Equity Rotation ETF
KOOL
+$670K

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.01%
2 Technology 7.61%
3 Consumer Discretionary 4.47%
4 Industrials 0.94%
5 Financials 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBTC icon
26
Fidelity Wise Origin Bitcoin Fund
FBTC
$15.6B
$462K 0.36%
7,831
-627
-7% -$41.7K
SFLR icon
27
Innovator Equity Managed Floor ETF
SFLR
$2.2B
$430K 0.33%
+12,147
New +$445K
TDV icon
28
ProShares S&P Technology Dividend Aristocrats ETF
TDV
$270M
$399K 0.31%
4,710
-524
-10% -$46.3K
BIV icon
29
Vanguard Intermediate-Term Bond ETF
BIV
$28.2B
$369K 0.29%
4,780
+332
+7% +$25.8K
ETH
30
Grayscale Ethereum Staking Mini ETF Shares
ETH
$2.26B
$356K 0.28%
17,914
-2,067
-10% -$46.8K
AVGO icon
31
Broadcom
AVGO
$1.68T
$333K 0.26%
1,075
-482
-31% -$159K
AGI icon
32
Alamos Gold
AGI
$14.4B
$311K 0.24%
6,990
– –
FDVV icon
33
Fidelity High Dividend ETF
FDVV
$10.2B
$300K 0.23%
5,422
-614
-10% -$35.3K
IVV icon
34
iShares Core S&P 500 ETF
IVV
$848B
$264K 0.2%
405
-166
-29% -$113K
RDVI icon
35
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.67B
$260K 0.2%
10,191
-1,144
-10% -$30.6K
SUB icon
36
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$232K 0.18%
+2,175
New +$233K
AVUV icon
37
Avantis US Small Cap Value ETF
AVUV
$30.5B
$229K 0.18%
+2,074
New +$228K
IWS icon
38
iShares Russell Mid-Cap Value ETF
IWS
$15B
$222K 0.17%
1,520
-11
-0.7% -$1.63K
VCIT icon
39
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.1B
$221K 0.17%
2,665
+175
+7% +$14.6K
ORCL icon
40
Oracle
ORCL
$415B
$214K 0.17%
1,456
– –
AVDE icon
41
Avantis International Equity ETF
AVDE
$19B
$207K 0.16%
+2,446
New +$213K
SDY icon
42
State Street SPDR S&P Dividend ETF
SDY
$20.7B
$207K 0.16%
+1,418
New +$211K
IWP icon
43
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$202K 0.16%
1,580
+15
+1% +$2.03K
WPC icon
44
W.P. Carey
WPC
$15.1B
$201K 0.16%
+2,955
New +$207K
UPS icon
45
United Parcel Service
UPS
$79.9B
$200K 0.16%
2,036
-42
-2% -$4.5K
ELDN icon
46
Eledon Pharmaceuticals
ELDN
$215M
$30.8K 0.02%
10,000
– –
BGLD icon
47
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$54.2M
– –
-43,323
Closed -$741K
XLV icon
48
State Street Health Care Select Sector SPDR ETF
XLV
$44.1B
– –
-1,447
Closed -$224K
EFAA
49
Invesco MSCI EAFE Income Advantage ETF
EFAA
$660M
– –
-33,448
Closed -$1.81M
1
2

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Split Rock Private Trading & Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, Split Rock Private Trading & Wealth Management held 49 positions worth $129M, up 3.5% from $125M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Split Rock Private Trading & Wealth Management deployed $5.35M of net new capital in Q1 2026, opening 13 new positions and adding to 10 existing holdings. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 110,807 shares worth $5.61M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, up from 85% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Fidelity Total Bond ETF, an estimated $6.32M trimmed.

  • Split Rock Private Trading & Wealth Management's largest Q1 2026 buy was iShares Treasury Floating Rate Bond ETF: 110,807 shares worth $5.61M.
  • Split Rock Private Trading & Wealth Management added most to Janus Henderson Mortgage-Backed Securities ETF in Q1 2026, an estimated $1.62M increase.
  • Split Rock Private Trading & Wealth Management's biggest Q1 2026 reduction was Fidelity Total Bond ETF, cutting an estimated $6.32M.
  • Split Rock Private Trading & Wealth Management fully exited Invesco MSCI EAFE Income Advantage ETF in Q1 2026, selling an estimated $1.81M.
  • Split Rock Private Trading & Wealth Management's ten largest holdings make up 82% of its $129M portfolio in Q1 2026.
  • Split Rock Private Trading & Wealth Management opened 13 new positions and closed 3 in Q1 2026.
  • Split Rock Private Trading & Wealth Management's portfolio value rose 3.5% quarter-over-quarter to $129M.

Based on Split Rock Private Trading & Wealth Management's 13F filing for Q1 2026, filed 28 Apr 2026.