Sound Point Capital Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-15,000	Closed	-$6.44M	–	20
2021 Q3	$6.44M	Sell	15,000 -18,200	-55%	-$8.03M	20.85%	2
2021 Q2	$14.2M	Buy	33,200 +7,700	+30%	+$3.21M	27.84%	1
2021 Q1	$10.1M	Sell	25,500 -62,200	-71%	-$24M	23.25%	1
2020 Q4	$41M	Buy	87,700 +43,700	+99%	+$15.5M	39.42%	1
2020 Q3	$14.7M	Buy	44,000 +17,600	+67%	+$5.83M	21.91%	2
2020 Q2	$8.14M	Buy	+26,400	New	+$7.73M	13.59%	3
2020 Q1	–	Sell	-140,000	Closed	-$45.1M	–	16
2019 Q4	$45.1M	Buy	140,000 +45,600	+48%	+$14M	31.7%	1
2019 Q3	$28M	Buy	94,400 +19,400	+26%	+$5.73M	25.48%	2
2019 Q2	$22M	Sell	75,000 -127,000	-63%	-$36.6M	14.44%	3
2019 Q1	$57.1M	Buy	+202,000	New	+$54.9M	22.64%	2
2018 Q4	–	Sell	-200,000	Closed	-$58.1M	–	33
2018 Q3	$58.1M	Hold	200,000	–	–	9.24%	2
2018 Q2	$54.3M	Hold	200,000	–	–	9.37%	2
2018 Q1	$52.6M	Buy	+200,000	New	+$54.6M	9.53%	2
2017 Q4	–	Sell	-180,000	Closed	-$45.2M	–	34
2017 Q3	$45.2M	Hold	180,000	–	–	8.95%	2
2017 Q2	$43.5M	Hold	180,000	–	–	8.91%	2
2017 Q1	$42.4M	Hold	180,000	–	–	10.12%	2
2016 Q4	$40.2M	Sell	180,000 -120,000	-40%	-$26.2M	11.21%	2
2016 Q3	$64.9M	Buy	300,000 +57,000	+23%	+$12.3M	23.9%	2
2016 Q2	$52.8M	Buy	243,000 +63,000	+35%	+$13.1M	30.36%	1
2016 Q1	$37M	Buy	180,000 +100,000	+125%	+$19.5M	18.79%	2
2015 Q4	$16.3M	Buy	+80,000	New	+$16.4M	9.07%	2