SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+6.67%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$765M
AUM Growth
+$765M
Cap. Flow
-$543M
Cap. Flow %
-70.97%
Top 10 Hldgs %
25.9%
Holding
2,005
New
209
Increased
264
Reduced
98
Closed
1,004

Top Buys

1
RTX icon
RTX Corp
RTX
$9.66M
2
TGT icon
Target
TGT
$1.83M
3
AMZN icon
Amazon
AMZN
$1.3M
4
LEG icon
Leggett & Platt
LEG
$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
$1.26M

Top Sells

1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
$8.14M
5
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPM.PRD.CL
1101
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-65
Closed -$2K
DD
1102
DELISTED
Du Pont De Nemours E I
DD
– –
-378
Closed -$29K
AA.PR
1103
DELISTED
Alcoa Inc. $3.75 Preferred Stock
AA.PR
– –
-23
Closed -$1K
WAVX
1104
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1
Closed –
IEH
1105
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-267
Closed -$7K
OUBS
1106
DELISTED
USB AG (NEW)
OUBS
– –
-180
Closed -$3K
SI
1107
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-48
Closed -$4K
ECTY
1108
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-833
Closed –
HDY
1109
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-13
Closed –
JPM.PRJ
1110
DELISTED
JP MORGAN CHASE CAPITAL X PFD
JPM.PRJ
– –
-56,323
Closed -$1.49M
MRNA
1111
DELISTED
MARINA BIOTECH INC COM STK (DE)
MRNA
– –
-340
Closed -$45K
KRY
1112
DELISTED
CRYSTALLEX INTERNATIONAL CP
KRY
– –
-50
Closed –
REP
1113
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
– –
-200
Closed -$2K
AHD
1114
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-1,349
Closed -$16K
TELOZ
1115
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
– –
-7
Closed –
GM
1116
DELISTED
GEN MOTORS CORP
GM
– –
-153
Closed -$9K
BUD
1117
DELISTED
ANHEUSER BUSCH COS INC
BUD
– –
-134
Closed -$8K
DASTY
1118
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
– –
-150
Closed -$32K
TMA
1119
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
– –
-105
Closed –
TT
1120
DELISTED
TRANE INC
TT
– –
-298
Closed -$49K
BAY
1121
DELISTED
BAYER AG SPONS ADR
BAY
– –
-500
Closed -$8K
VASO
1122
DELISTED
VASOMEDICAL INC
VASO
– –
-2,000
Closed –
GMTA
1123
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
– –
-400
Closed -$10K
C.PRK
1124
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-5,740
Closed -$163K
GS.PRJ
1125
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-455,276
Closed -$12.3M
43 44
45
46 47