SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCEL icon
1101
FuelCell Energy
FCEL
$417M
– –
0
FITBI icon
1102
Fifth Third Bancorp Depositary Shares
FITBI
– –
-288,991
FITBO icon
1103
Fifth Third Bancorp Series K Preferred Stock
FITBO
– –
-66,800
FITBP icon
1104
Fifth Third Bancorp Series A Preferred Stock
FITBP
$199M
– –
-65
FNDC icon
1105
Schwab Fundamental International Small Company Index ETF
FNDC
$2.94B
– –
-155
FPE icon
1106
First Trust Preferred Securities and Income ETF
FPE
$6.29B
$0 ﹤0.01%
+8
GGT.PRE
1107
Gabelli Multimedia Trust 5.125% Series E Preferred Stock
GGT.PRE
$36.1M
– –
-400
GLNG icon
1108
Golar LNG
GLNG
$3.79B
– –
-300
GOOD
1109
Gladstone Commercial Corp
GOOD
$523M
– –
-270
GTX icon
1110
Garrett Motion
GTX
$3.32B
$0 ﹤0.01%
12
HACK icon
1111
Amplify Cybersecurity ETF
HACK
$2.25B
– –
-250
HFRO.PRA
1112
Highland Opportunities and Income Fund 5.375% Series A Preferred Shares
HFRO.PRA
$95.5M
– –
-400
HP icon
1113
Helmerich & Payne
HP
$3.04B
$0 ﹤0.01%
15
ICLN icon
1114
iShares Global Clean Energy ETF
ICLN
$1.96B
$0 ﹤0.01%
+5
IIPR icon
1115
Innovative Industrial Properties
IIPR
$1.46B
– –
-250
IIPR.PRA icon
1116
Innovative Industrial Properties 9.00% Series A Preferred Stock
IIPR.PRA
$14.6M
– –
-500
IJR icon
1117
iShares Core S&P Small-Cap ETF
IJR
$91.5B
– –
-731
ILF icon
1118
iShares Latin America 40 ETF
ILF
$2.39B
– –
-180
INN.PRE
1119
Summit Hotel Properties 6.250% Series E Preferred Stock
INN.PRE
$122M
– –
-14,065
JAZZ icon
1120
Jazz Pharmaceuticals
JAZZ
$10B
$0 ﹤0.01%
+2
JPM.PRC icon
1121
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
$1.87B
– –
-268,115
JSM
1122
Navient Corp 6% Senior Notes due December 15 2043
JSM
– –
-750
MET.PRF icon
1123
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
$793M
– –
-299,550
MLPA icon
1124
Global X MLP ETF
MLPA
$1.82B
– –
-233
MNRO icon
1125
Monro
MNRO
$631M
– –
-35
43 44
45
46 47