SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRSO icon
1101
Northern Trust Corp Series E Preferred Stock
NTRSO
$307M
– –
-200
OPP.PRA
1102
RiverNorth/DoubleLine Strategic Opportunity Fund 4.375% Series A Preferred Stock
OPP.PRA
$40M
– –
-800
OVV icon
1103
Ovintiv
OVV
$15.7B
– –
-400
OXY.WS icon
1104
Occidental Petroleum Corp Warrants
OXY.WS
$33.6B
$0 ﹤0.01%
31
PBI.PRB icon
1105
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$335M
– –
-800
PMTS icon
1106
CPI Card Group
PMTS
$166M
– –
-40
PMT.PRA
1107
PennyMac Mortgage Investment Trust 8.125% Series A Preferred Shares
PMT.PRA
$109M
– –
-900
PSA.PRG icon
1108
Public Storage 5.05% Series G Preferred Share
PSA.PRG
$240M
– –
-400
QRVO icon
1109
Qorvo
QRVO
$7.23B
$0 ﹤0.01%
1
SCE.PRJ
1110
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
– –
-400
SCE.PRK
1111
SCE TRUST V
SCE.PRK
– –
-600
SCE.PRL
1112
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$352M
– –
-400
SCHW.PRD icon
1113
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$746M
– –
-233,530
SCI icon
1114
Service Corp International
SCI
$11.1B
– –
-99
SNFCA icon
1115
Security National Financial
SNFCA
$249M
$0 ﹤0.01%
31
SOJC
1116
Southern Company Series 2017B 5.25% Junior Subordinated Notes due Dec 1 2077
SOJC
$390M
– –
-400
SYF.PRA icon
1117
Synchrony Financial 5.625% Series A Preferred Stock
SYF.PRA
$14.4M
– –
-200
TEF
1118
DELISTED
Telefonica
TEF
$0 ﹤0.01%
1
-32
TKC icon
1119
Turkcell
TKC
$5.41B
$0 ﹤0.01%
+100
TWO.PRB
1120
Two Harbors Investment Corp 7.625% Series B Preferred Stock
TWO.PRB
$277M
– –
-550
T.PRA icon
1121
AT&T Series A
T.PRA
$975M
– –
-39,345
USB.PRP icon
1122
US Bancorp Series K Preferred Stock
USB.PRP
$519M
– –
-8,413
USB.PRQ icon
1123
US Bancorp Series L Preferred Stock
USB.PRQ
$307M
– –
-400
WATT icon
1124
Energous
WATT
$29.2M
– –
0
WFC.PRA icon
1125
Wells Fargo & Co Series AA Preferred Stock
WFC.PRA
$890M
– –
-200
43 44
45
46 47