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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$545M
Cap. Flow %
-71.28%
Top 10 Hldgs %
25.9%
Holding
2,006
New
212
Increased
258
Reduced
98
Closed
1,005

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$9.53M
2
TGT icon
Target
TGT
+$1.66M
3
LEG icon
Leggett & Platt
LEG
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

Rank Stock Value
1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
+$9.29M
4
FITB.PRI
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 24.93%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMRKP
1101
DELISTED
Landmark Infrastructure Partners LP 8.00% Series A Cumulative Redeemable Perpetual Preferred Units
LMRKP
– –
-200
Closed -$5K
NEE.PRK
1102
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
– –
-1,375
Closed -$35K
COF.PRG
1103
DELISTED
Capital One Financial Corporation
COF.PRG
– –
-1,200
Closed -$31K
DUKH
1104
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
– –
-400
Closed -$10K
WFC.PRX
1105
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
– –
-1,060
Closed -$27K
ATCO.PRG
1106
DELISTED
Atlas Corp. 8.20% Cumulative Redeemable Perpetual Preferred Shares - Series G
ATCO.PRG
– –
-200
Closed -$5K
GOODM
1107
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
– –
-900
Closed -$23K
DTJ
1108
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
– –
-900
Closed -$23K
TCBIL
1109
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
– –
-400
Closed -$10K
UZC
1110
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
– –
-475
Closed -$12K
HWCPL
1111
DELISTED
Hancock Whitney Corporation 5.95% Subordinated Notes due 2045
HWCPL
– –
-600
Closed -$15K
TCBIP
1112
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
– –
-950
Closed -$24K
OPINI
1113
DELISTED
Office Properties Income Trust 5.875% Senior Notes due 2046
OPINI
– –
-399
Closed -$10K
TFC.PRH
1114
DELISTED
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
– –
-186,287
Closed -$4.72M
WRB.PRD
1115
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
– –
-400
Closed -$10K
DLR.PRC
1116
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
– –
-500
Closed -$13K
TDE
1117
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059
TDE
– –
-241
Closed -$6K
TDJ
1118
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
– –
-600
Closed -$15K
APHA
1119
DELISTED
Aphria Inc. Common Shares
APHA
– –
-100
Closed -$2K
GNMK
1120
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-400
Closed -$10K
BXP.PRB
1121
DELISTED
BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuers 5.25
BXP.PRB
– –
-400
Closed -$10K
MNK
1122
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-200
Closed –
AMTD
1123
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,000
Closed -$65K
JE
1124
DELISTED
Just Energy Group Inc
JE
– –
-372
Closed –
LMHB
1125
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
– –
-400
Closed -$10K
43 44
45
46 47

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Sonora Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Sonora Investment Management held 2,006 positions worth $765M, down 40% from $1.27B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management withdrew a net $545M in Q2 2021, closing 1,005 positions and reducing 98 holdings. Its most notable exit was Bank of America Depository Shares Series KK, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 13% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in RTX Corp worth $9.66M.

  • Sonora Investment Management's largest Q2 2021 buy was RTX Corp: 113,243 shares worth $9.66M.
  • Sonora Investment Management added most to Leggett & Platt in Q2 2021, an estimated $1.29M increase.
  • Sonora Investment Management's biggest Q2 2021 reduction was Wells Fargo, cutting an estimated $434K.
  • Sonora Investment Management fully exited Bank of America Depository Shares Series KK in Q2 2021, selling an estimated $13.3M.
  • Sonora Investment Management's ten largest holdings make up 26% of its $765M portfolio in Q2 2021.
  • Sonora Investment Management opened 212 new positions and closed 1,005 in Q2 2021.
  • Sonora Investment Management's portfolio value fell 40% quarter-over-quarter to $765M.

Based on Sonora Investment Management's 13F filing for Q2 2021, filed 20 Oct 2021.