SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWT
1101
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
– –
-860
ULQ
1102
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-1,645
CB
1103
DELISTED
CHUBB CORPORATION
CB
– –
-176
ASTI
1104
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-10,000
JPM.PRG
1105
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
– –
-126,748
PSA.PRC
1106
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.125% Cumulative Preferred Share of
PSA.PRC
– –
-3,490
CHSCL
1107
CHS Inc Class B Series 4 Preferred Stock
CHSCL
$536M
– –
-700
CHKP icon
1108
Check Point Software Technologies
CHKP
$19.1B
– –
-100
BPMC
1109
DELISTED
Blueprint Medicines
BPMC
– –
-95
BLX icon
1110
Foreign Trade Bank of Latin America
BLX
$1.82B
– –
-1,500
BHR.PRD
1111
Braemar Hotels & Resorts 8.25% Series D Preferred Stock
BHR.PRD
$26.4M
– –
-200
BG icon
1112
Bunge Global
BG
$22.3B
– –
-27
BCV.PRA
1113
Bancroft Fund Series A
BCV.PRA
$26.1M
– –
-200
BB icon
1114
BlackBerry
BB
$2.16B
$0 ﹤0.01%
+10
BAC.PRN icon
1115
Bank of America Depository Shares Series LL
BAC.PRN
$1.12B
– –
-779
BAC.PRM icon
1116
Bank of America Depository Shares Series KK
BAC.PRM
$1.2B
– –
-490,599
BAC.PRK icon
1117
Bank of America Depository Shares Series HH
BAC.PRK
$854M
– –
-38
BAC.PRB icon
1118
Bank of America Depository Shares Series GG
BAC.PRB
$1.36B
– –
-350
AUUDW
1119
Auddia Inc Warrants
AUUDW
$26K
$0 ﹤0.01%
+40
ASIX icon
1120
AdvanSix
ASIX
$431M
$0 ﹤0.01%
1
ARCC icon
1121
Ares Capital
ARCC
$14.5B
– –
-1,295
AQB icon
1122
AquaBounty Technologies
AQB
$3.72M
– –
0
AMRN
1123
Amarin Corp
AMRN
$321M
$0 ﹤0.01%
2
AMC icon
1124
AMC Entertainment Holdings
AMC
$703M
– –
-2
ALL.PRH icon
1125
Allstate Corp
ALL.PRH
$991M
– –
-343,774
43 44
45
46 47