Sonora Investment Management’s Northern Trust Corporation Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series E Non-Cumulative Perpetual Preferred Stock NTRSO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-200	Closed	-$5K	–	1040
2021 Q1	$5K	Buy	+200	New	+$5K	﹤0.01%	1523