SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMRKP
1026
DELISTED
Landmark Infrastructure Partners LP 8.00% Series A Cumulative Redeemable Perpetual Preferred Units
LMRKP
– –
-200
NEE.PRK
1027
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
– –
-1,375
COF.PRG
1028
DELISTED
Capital One Financial Corporation
COF.PRG
– –
-1,200
DUKH
1029
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
– –
-400
WFC.PRX
1030
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
– –
-1,060
ATCO.PRG
1031
DELISTED
Atlas Corp. 8.20% Cumulative Redeemable Perpetual Preferred Shares - Series G
ATCO.PRG
– –
-200
GOODM
1032
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
– –
-900
DTJ
1033
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
– –
-900
TCBIL
1034
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
– –
-400
UZC
1035
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
– –
-475
HWCPL
1036
DELISTED
Hancock Whitney Corporation 5.95% Subordinated Notes due 2045
HWCPL
– –
-600
TCBIP
1037
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
– –
-950
OPINI
1038
DELISTED
Office Properties Income Trust 5.875% Senior Notes due 2046
OPINI
– –
-399
TFC.PRH
1039
DELISTED
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
– –
-186,287
WRB.PRD
1040
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
– –
-400
DLR.PRC
1041
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
– –
-500
TDE
1042
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059
TDE
– –
-241
TDJ
1043
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
– –
-600
GNMK
1044
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-400
BXP.PRB
1045
DELISTED
BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuers 5.25
BXP.PRB
– –
-400
MNK
1046
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-200
AMTD
1047
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,000
JE
1048
DELISTED
Just Energy Group Inc
JE
– –
-372
LMHB
1049
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
– –
-400
LK
1050
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-2,550
40 41
42
43 44