SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.67%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$544M
Cap. Flow %
-71.19%
Top 10 Hldgs %
25.9%
Holding
2,005
New
210
Increased
258
Reduced
98
Closed
1,004

Top Buys

1
RTX icon
RTX Corp
RTX
$9.66M
2
TGT icon
Target
TGT
$1.83M
3
AMZN icon
Amazon
AMZN
$1.3M
4
LEG icon
Leggett & Platt
LEG
$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
$1.26M

Top Sells

1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
$8.14M
5
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TELOZ
1026
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
– –
-7
Closed –
GM
1027
DELISTED
GEN MOTORS CORP
GM
– –
-153
Closed -$9K
BUD
1028
DELISTED
ANHEUSER BUSCH COS INC
BUD
– –
-134
Closed -$8K
DASTY
1029
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
– –
-150
Closed -$32K
TMA
1030
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
– –
-105
Closed –
TT
1031
DELISTED
TRANE INC
TT
– –
-298
Closed -$49K
BAY
1032
DELISTED
BAYER AG SPONS ADR
BAY
– –
-500
Closed -$8K
VASO
1033
DELISTED
VASOMEDICAL INC
VASO
– –
-2,000
Closed –
GMTA
1034
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
– –
-400
Closed -$10K
C.PRK
1035
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-5,740
Closed -$163K
GS.PRJ
1036
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-455,276
Closed -$12.3M
STAR.PRG
1037
DELISTED
ISTAR INC. 7.65% Series G Cumulative Redeemable Preferred Stock
STAR.PRG
– –
-300
Closed -$8K
RZA
1038
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
– –
-51
Closed -$1K
PNC.PRP
1039
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
– –
-246,320
Closed -$6.56M
USB.PRM
1040
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
– –
-138,760
Closed -$3.61M
PUK.PR
1041
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
– –
-200
Closed -$6K
ALLY.PRA
1042
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
– –
-300
Closed -$8K
UZA
1043
DELISTED
United States Cellular Corp. 6.95% Senior Notes due 2060
UZA
– –
-300
Closed -$8K
RNR.PRE
1044
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
– –
-493
Closed -$13K
GS.PRN
1045
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
– –
-24,112
Closed -$613K
FTR
1046
DELISTED
Frontier Communications Corp.
FTR
– –
-5
Closed –
CB
1047
DELISTED
CHUBB CORPORATION
CB
– –
-176
Closed -$28K
ASTI
1048
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-10,000
Closed –
JPM.PRG
1049
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
– –
-126,748
Closed -$3.23M
PSA.PRC
1050
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.125% Cumulative Preferred Share of
PSA.PRC
– –
-3,490
Closed -$89K
40 41
42
43 44