SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAVX
1026
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1
IEH
1027
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-267
SI
1028
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-48
ECTY
1029
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-833
HDY
1030
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-13
JPM.PRJ
1031
DELISTED
JP MORGAN CHASE CAPITAL X PFD
JPM.PRJ
– –
-56,323
MRNA
1032
DELISTED
MARINA BIOTECH INC COM STK (DE)
MRNA
– –
-340
KRY
1033
DELISTED
CRYSTALLEX INTERNATIONAL CP
KRY
– –
-50
REP
1034
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
– –
-200
AHD
1035
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-1,349
GM
1036
DELISTED
GEN MOTORS CORP
GM
– –
-153
BUD
1037
DELISTED
ANHEUSER BUSCH COS INC
BUD
– –
-134
DASTY
1038
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
– –
-150
TMA
1039
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
– –
-105
TT
1040
DELISTED
TRANE INC
TT
– –
-298
BAY
1041
DELISTED
BAYER AG SPONS ADR
BAY
– –
-500
VASO
1042
DELISTED
VASOMEDICAL INC
VASO
– –
-2,000
GMTA
1043
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
– –
-400
C.PRK
1044
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-5,740
STAR.PRG
1045
DELISTED
ISTAR INC. 7.65% Series G Cumulative Redeemable Preferred Stock
STAR.PRG
– –
-300
RZA
1046
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
– –
-51
USB.PRM
1047
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
– –
-138,760
PUK.PR
1048
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
– –
-200
ALLY.PRA
1049
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
– –
-300
RNR.PRE
1050
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
– –
-493
40 41
42
43 44