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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$545M
Cap. Flow %
-71.28%
Top 10 Hldgs %
25.9%
Holding
2,006
New
212
Increased
258
Reduced
98
Closed
1,005

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$9.53M
2
TGT icon
Target
TGT
+$1.66M
3
LEG icon
Leggett & Platt
LEG
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

Rank Stock Value
1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
+$9.29M
4
FITB.PRI
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 24.93%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICLN icon
1026
iShares Global Clean Energy ETF
ICLN
$2.19B
$0 ﹤0.01%
+5
New +$114
IIPR icon
1027
Innovative Industrial Properties
IIPR
$1.55B
– –
-250
Closed -$45K
IIPR.PRA icon
1028
Innovative Industrial Properties 9.00% Series A Preferred Stock
IIPR.PRA
$15M
– –
-500
Closed -$16K
IJR icon
1029
iShares Core S&P Small-Cap ETF
IJR
$110B
– –
-731
Closed -$79K
ILF icon
1030
iShares Latin America 40 ETF
ILF
$3.72B
– –
-180
Closed -$5K
INN.PRE
1031
Summit Hotel Properties 6.250% Series E Preferred Stock
INN.PRE
$115M
– –
-14,065
Closed -$345K
JAZZ icon
1032
Jazz Pharmaceuticals
JAZZ
$15.9B
$0 ﹤0.01%
+2
New +$346
JPM.PRC icon
1033
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
$1.83B
– –
-268,115
Closed -$7.37M
JSM
1034
Navient Corp 6% Senior Notes due December 15 2043
JSM
– –
-750
Closed -$18K
MET.PRF icon
1035
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
$718M
– –
-299,550
Closed -$7.93M
MLPA icon
1036
Global X MLP ETF
MLPA
$2.37B
– –
-233
Closed -$8K
MNRO icon
1037
Monro
MNRO
$405M
– –
-35
Closed -$2K
MS.PRL icon
1038
Morgan Stanley 4.875% Series L Preferred Stock
MS.PRL
$377M
– –
-1,200
Closed -$32K
NANR icon
1039
State Street SPDR S&P North American Natural Resources ETF
NANR
$845M
– –
-44
Closed -$2K
NGG icon
1040
National Grid
NGG
$79.8B
– –
-88
Closed -$5K
NTRSO icon
1041
Northern Trust Corp Series E Preferred Stock
NTRSO
$298M
– –
-200
Closed -$5K
OPP.PRA
1042
RiverNorth/DoubleLine Strategic Opportunity Fund 4.375% Series A Preferred Stock
OPP.PRA
$36.8M
– –
-800
Closed -$20K
OVV icon
1043
Ovintiv
OVV
$17.9B
– –
-400
Closed -$10K
OXY.WS icon
1044
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$0 ﹤0.01%
31
– –
PBI.PRB icon
1045
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$371M
– –
-800
Closed -$20K
PMTS icon
1046
CPI Card Group
PMTS
$332M
– –
-40
Closed -$1K
PMT.PRA
1047
PennyMac Mortgage Investment Trust 8.125% Series A Preferred Shares
PMT.PRA
$107M
– –
-900
Closed -$23K
PSA.PRG icon
1048
Public Storage 5.05% Series G Preferred Share
PSA.PRG
$226M
– –
-400
Closed -$11K
QRVO icon
1049
Qorvo
QRVO
$8.36B
$0 ﹤0.01%
1
– –
RA
1050
Brookfield Real Assets Income Fund
RA
$697M
– –
-624
Closed -$13K
40 41
42
43 44

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Sonora Investment Management held 2,006 positions worth $765M, down 40% from $1.27B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management withdrew a net $545M in Q2 2021, closing 1,005 positions and reducing 98 holdings. Its most notable exit was Bank of America Depository Shares Series KK, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 13% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in RTX Corp worth $9.66M.

  • Sonora Investment Management's largest Q2 2021 buy was RTX Corp: 113,243 shares worth $9.66M.
  • Sonora Investment Management added most to Leggett & Platt in Q2 2021, an estimated $1.29M increase.
  • Sonora Investment Management's biggest Q2 2021 reduction was Wells Fargo, cutting an estimated $434K.
  • Sonora Investment Management fully exited Bank of America Depository Shares Series KK in Q2 2021, selling an estimated $13.3M.
  • Sonora Investment Management's ten largest holdings make up 26% of its $765M portfolio in Q2 2021.
  • Sonora Investment Management opened 212 new positions and closed 1,005 in Q2 2021.
  • Sonora Investment Management's portfolio value fell 40% quarter-over-quarter to $765M.

Based on Sonora Investment Management's 13F filing for Q2 2021, filed 20 Oct 2021.