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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHX
851
DELISTED
Athersys, Inc. Common Stock
ATHX
$7K ﹤0.01%
200
– –
MTOR
852
DELISTED
MERITOR, Inc.
MTOR
$7K ﹤0.01%
320
– –
CHGX
853
DELISTED
AXS Change Finance ESG ETF
CHGX
$7K ﹤0.01%
+200
New +$6.77K
AA icon
854
Alcoa
AA
$11.7B
$6K ﹤0.01%
123
+100
+435% +$4.22K
BLDP
855
Ballard Power Systems
BLDP
$874M
$6K ﹤0.01%
400
– –
CMPS
856
Compass Pathways
CMPS
$1.52B
$6K ﹤0.01%
200
– –
DLB icon
857
Dolby
DLB
$4.72B
$6K ﹤0.01%
63
– –
ETR icon
858
Entergy
ETR
$54.1B
$6K ﹤0.01%
128
– –
ETY icon
859
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$6K ﹤0.01%
420
– –
FYBR
860
DELISTED
Frontier Communications
FYBR
$6K ﹤0.01%
198
– –
K
861
DELISTED
Kellanova
K
$6K ﹤0.01%
102
– –
MP icon
862
MP Materials
MP
$7.35B
$6K ﹤0.01%
+200
New +$6.96K
PKX icon
863
POSCO
PKX
$15.8B
$6K ﹤0.01%
86
– –
TER icon
864
Teradyne
TER
$54.8B
$6K ﹤0.01%
57
– –
VO icon
865
Vanguard Mid-Cap ETF
VO
$106B
$6K ﹤0.01%
100
– –
WAT icon
866
Waters Corp
WAT
$36.8B
$6K ﹤0.01%
+18
New +$7.05K
VGR
867
DELISTED
Vector Group Ltd.
VGR
$6K ﹤0.01%
685
– –
ABB
868
DELISTED
ABB Ltd
ABB
$6K ﹤0.01%
177
+127
+254% +$4.61K
BSJL
869
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$6K ﹤0.01%
240
– –
CLDR
870
DELISTED
Cloudera, Inc.
CLDR
$6K ﹤0.01%
353
– –
AIG icon
871
American International
AIG
$41.9B
$5K ﹤0.01%
92
– –
ALB icon
872
Albemarle
ALB
$13.5B
$5K ﹤0.01%
25
– –
AVNT icon
873
Avient
AVNT
$3.45B
$5K ﹤0.01%
110
– –
BYND icon
874
Beyond Meat
BYND
$288M
$5K ﹤0.01%
50
-200
-80% -$24.5K
GOF icon
875
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$5K ﹤0.01%
+275
New +$5.86K
33 34
35
36 37

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LBD
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FMT
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KFM
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CCP
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BCA
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DIC
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GIA
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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.