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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+3.02%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$249M
AUM Growth
+$7.47M
Cap. Flow
+$1.33M
Cap. Flow %
0.53%
Top 10 Hldgs %
39.68%
Holding
219
New
13
Increased
97
Reduced
68
Closed
10

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.44M
2
FRGI
Fiesta Restaurant Group, Inc.
FRGI
+$647K
3
MON
Monsanto Co
MON
+$549K
4
CPPL
Columbia Pipeline Partners LP
CPPL
+$399K
5
VKQ icon
Invesco Municipal Trust
VKQ
+$388K

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$1.13M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$699K
3
AAPL icon
Apple
AAPL
+$547K
4
STR
QUESTAR CORP
STR
+$446K
5
ENR icon
Energizer
ENR
+$368K

Sector Composition

Rank Sector Weight
1 Healthcare 5.38%
2 Consumer Staples 4.63%
3 Industrials 4.41%
4 Energy 3.49%
5 Technology 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOS icon
201
A.O. Smith
AOS
$8.49B
$202K 0.08%
+4,080
New +$191K
DCUC
202
DELISTED
Dominion Energy, Inc.
DCUC
$202K 0.08%
4,050
+100
+3% +$5.14K
GDV icon
203
Gabelli Dividend & Income Trust
GDV
$2.7B
$201K 0.08%
+10,451
New +$205K
IBB icon
204
iShares Biotechnology ETF
IBB
$9.77B
$200K 0.08%
+2,073
New +$197K
GFY
205
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$200K 0.08%
12,550
– –
JQC icon
206
Nuveen Credit Strategies Income Fund
JQC
$715M
$195K 0.08%
22,950
– –
MLPA icon
207
Global X MLP ETF
MLPA
$2.28B
$178K 0.07%
2,055
-500
-20% -$34.5K
UAN icon
208
CVR Partners
UAN
$1.26B
$94K 0.04%
1,768
– –
MIN
209
Aberdeen Intermediate Income Fund
MIN
$280M
$83K 0.03%
18,240
– –
AA icon
210
Alcoa
AA
$13.1B
– –
-9,014
Closed -$201K
BNS icon
211
Scotiabank
BNS
$111B
– –
-4,574
Closed -$224K
DLR icon
212
Digital Realty Trust
DLR
$73.1B
– –
-1,954
Closed -$213K
ENR icon
213
Energizer
ENR
$1.55B
– –
-7,145
Closed -$368K
HSY icon
214
Hershey
HSY
$37.4B
– –
-1,811
Closed -$206K
MMU
215
Western Asset Managed Municipals Fund
MMU
$558M
– –
-19,786
Closed -$300K
WY icon
216
Weyerhaeuser
WY
$17.9B
– –
-7,191
Closed -$214K
RAI
217
DELISTED
Reynolds American Inc
RAI
– –
-4,146
Closed -$224K
STR
218
DELISTED
QUESTAR CORP
STR
– –
-17,595
Closed -$446K
DAKP
219
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
– –
-21,400
Closed -$2K
5 6 7 8
9

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Smith, Moore & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Smith, Moore & Co held 219 positions worth $249M, up 3.1% from $241M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Smith, Moore & Co's Q3 2016 filing shows 13 new, 97 increased, 68 reduced and 10 closed positions. Its largest new stake was Fiesta Restaurant Group, Inc.: 26,750 shares worth $642K. The largest sale was iShares Core High Dividend ETF, an estimated $1.13M.

By sector, the portfolio is most concentrated in Healthcare at 5.4% of assets, down from 5.5% a quarter earlier, followed by Consumer Staples and Industrials.

  • Smith, Moore & Co's largest Q3 2016 buy was Fiesta Restaurant Group, Inc.: 26,750 shares worth $642K.
  • Smith, Moore & Co added most to Vanguard S&P 500 ETF in Q3 2016, an estimated $1.44M increase.
  • Smith, Moore & Co's biggest Q3 2016 reduction was iShares Core High Dividend ETF, cutting an estimated $1.13M.
  • Smith, Moore & Co fully exited QUESTAR CORP in Q3 2016, selling an estimated $446K.
  • Smith, Moore & Co's ten largest holdings make up 40% of its $249M portfolio in Q3 2016.
  • Smith, Moore & Co opened 13 new positions and closed 10 in Q3 2016.
  • Smith, Moore & Co's portfolio value rose 3.1% quarter-over-quarter to $249M.

Based on Smith, Moore & Co's 13F filing for Q3 2016, filed 14 Nov 2016.