We are live on ! Find out more
SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$696B
$31.2M 6.49%
183,468
-1,853
-1% -$312K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$910B
$19.4M 4.04%
57,814
-156
-0.3% -$51.9K
MDY icon
3
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$18.8M 3.92%
55,623
+159
+0.3% +$54.3K
AAPL icon
4
Apple
AAPL
$4.46T
$18.1M 3.76%
156,079
-2,681
-2% -$293K
USMV icon
5
iShares MSCI USA Min Vol Factor ETF
USMV
$24.6B
$16M 3.31%
250,299
-78,266
-24% -$4.97M
IVE icon
6
iShares S&P 500 Value ETF
IVE
$50.3B
$15.3M 3.17%
135,873
-1,567
-1% -$178K
IJR icon
7
iShares Core S&P Small-Cap ETF
IJR
$113B
$13.6M 2.82%
193,014
-10,757
-5% -$771K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$11.9M 2.48%
35,629
+1,617
+5% +$536K
VEA icon
9
Vanguard FTSE Developed Markets ETF
VEA
$239B
$9.86M 2.05%
241,140
-2,462
-1% -$101K
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$128B
$8.81M 1.83%
237,600
-3,250
-1% -$122K
VOO icon
11
Vanguard S&P 500 ETF
VOO
$1.04T
$7.97M 1.66%
25,893
+3,514
+16% +$1.07M
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$6.78M 1.41%
156,885
-1,802
-1% -$78.3K
NOBL icon
13
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$6.7M 1.39%
185,634
+14,298
+8% +$513K
IWM icon
14
iShares Russell 2000 ETF
IWM
$82.4B
$6.46M 1.34%
43,129
+1,261
+3% +$190K
VO icon
15
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$5.81M 1.21%
131,820
+45,028
+52% +$1.96M
VIG icon
16
Vanguard Dividend Appreciation ETF
VIG
$115B
$5.6M 1.16%
43,527
-572
-1% -$72K
GDX icon
17
VanEck Gold Miners ETF
GDX
$26.9B
$4.95M 1.03%
126,488
+18,589
+17% +$758K
BIL icon
18
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$4.46M 0.93%
48,684
-5,700
-10% -$522K
DLS icon
19
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$4.4M 0.91%
73,453
-808
-1% -$47.6K
EFAV icon
20
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$4.37M 0.91%
64,121
-51,559
-45% -$3.51M
AMZN icon
21
Amazon
AMZN
$2.86T
$4.2M 0.87%
26,660
-1,380
-5% -$218K
EEM icon
22
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$4.05M 0.84%
91,834
+72
+0.1% +$3.16K
IWC icon
23
iShares Micro-Cap ETF
IWC
$1.5B
$4.04M 0.84%
44,616
-621
-1% -$56.6K
BDEC icon
24
Innovator US Equity Buffer ETF December
BDEC
$223M
$3.98M 0.83%
141,800
+121,595
+602% +$3.36M
VIGI icon
25
Vanguard International Dividend Appreciation ETF
VIGI
$9.32B
$3.97M 0.83%
55,152
-771
-1% -$55K
1
2 3 4 5

Similar funds

CET
Clean Energy Transition London, United Kingdom $1.54B AUM 34.41% 1-Year Est. Return
ICM
Irenic Capital Management New York $1.54B AUM 12.79% 1-Year Est. Return
CCM
Cinctive Capital Management New York $1.53B AUM 48.83% 1-Year Est. Return
MCP
Meridiem Capital Partners Dallas, Texas $1.53B AUM 17.03% 1-Year Est. Return
BGCP
Bristol Gate Capital Partners Toronto, Ontario, Canada $1.55B AUM 12.75% 1-Year Est. Return
MSA
MUFG Securities Americas New York $1.55B AUM 28.4% 1-Year Est. Return
ACL
Azora Capital LP Miami, Florida $1.52B AUM 39.16% 1-Year Est. Return
KCM
Knighthead Capital Management New York $1.52B AUM 19.8% 1-Year Est. Return

Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.