Smith, Moore & Co’s Western Asset Variable Rate Strategic Fund, Inc GFY Stock Holding History

Smith, Moore & Co’s Portfolio GFY Stock Details GFY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-13,300	Closed	-$206K	–	350
2018 Q4	$206K	Hold	13,300	–	–	0.06%	289
2018 Q3	$219K	Buy	13,300 +1,000	+8%	+$16.5K	0.05%	312
2018 Q2	$206K	Hold	12,300	–	–	0.05%	312
2018 Q1	$208K	Sell	12,300 -238	-2%	-$4.08K	0.06%	293
2017 Q4	$218K	Buy	12,538 +238	+2%	+$4.09K	0.06%	265
2017 Q3	$214K	Hold	12,300	–	–	0.06%	272
2017 Q2	$209K	Hold	12,300	–	–	0.07%	226
2017 Q1	$204K	Sell	12,300 -250	-2%	-$4.11K	0.07%	223
2016 Q4	$202K	Hold	12,550	–	–	0.08%	216
2016 Q3	$200K	Hold	12,550	–	–	0.08%	205
2016 Q2	$195K	Sell	12,550 -1,800	-13%	-$27.9K	0.08%	201
2016 Q1	$220K	Hold	14,350	–	–	0.1%	173
2015 Q4	$227K	Sell	14,350 -950	-6%	-$15.1K	0.11%	157
2015 Q3	$238K	Hold	15,300	–	–	0.13%	137
2015 Q2	$252K	Buy	15,300 +1,250	+9%	+$20.7K	0.13%	145
2015 Q1	$232K	Hold	14,050	–	–	0.12%	150
2014 Q4	$234K	Hold	14,050	–	–	0.12%	143
2014 Q3	$240K	Sell	14,050 -1,900	-12%	-$32.7K	0.13%	130
2014 Q2	$279K	Buy	15,950 +950	+6%	+$16.5K	0.17%	104
2014 Q1	$256K	Sell	15,000 -950	-6%	-$16.4K	0.15%	120
2013 Q4	$279K	Buy	+15,950	New	+$271K	0.17%	112

Other funds holding GFY

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WCM

WealthBridge Capital Management Westerville, Ohio $503M AUM 26.74% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Smith, Moore & Co's GFY Position: Q1 2019 in Review

Smith, Moore & Co sold out of Western Asset Variable Rate Strategic Fund, Inc (GFY) in Q1 2019, closing a stake of 13,300 shares — an estimated $206K sold.

Smith, Moore & Co first reported a position in GFY in Q4 2013 and held it in 21 quarters. The position peaked at $279K in Q2 2014. 20 funds tracked by Wall St. Rank hold GFY as of Q1 2019.

Smith, Moore & Co reported no remaining Western Asset Variable Rate Strategic Fund, Inc position as of Q1 2019 after selling out during the quarter.
Smith, Moore & Co sold 13,300 Western Asset Variable Rate Strategic Fund, Inc shares in Q1 2019, an estimated $206K.
Smith, Moore & Co first reported a position in Western Asset Variable Rate Strategic Fund, Inc in Q4 2013 and held it in 21 quarters.
Smith, Moore & Co's Western Asset Variable Rate Strategic Fund, Inc position peaked at $279K in Q2 2014.
20 funds tracked by Wall St. Rank held Western Asset Variable Rate Strategic Fund, Inc as of Q1 2019.

Based on Smith, Moore & Co's 13F filing for Q1 2019, filed 7 May 2019.