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GFY

Western Asset Variable Rate Strategic Fund, Inc

Delisted

GFY was delisted on the 20th of November, 2020.

25 hedge funds and large institutions have $38.7M invested in Western Asset Variable Rate Strategic Fund, Inc in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

4% less funds holding

Funds holding: 2625 (-1)

6% less capital invested

Capital invested by funds: $41.3M → $38.7M (-$2.63M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$15.9M +$1.17M +67,866 +8%
RVP
2
Relative Value Partners
Illinois
$7.92M +$725K +42,003 +10%
U
3
UBS
Switzerland
$2.51M +$164K +9,536 +7%
SCM
4
Saba Capital Management
New York
$2.5M +$43.2K +2,502 +2%
Invesco
5
Invesco
Georgia
$2.4M
Morgan Stanley
6
Morgan Stanley
New York
$1.51M +$772K +44,726 +103%
First Trust Advisors
7
First Trust Advisors
Illinois
$1.04M +$112K +6,480 +12%
Citigroup
8
Citigroup
New York
$1M -$132K -7,631 -12%
HighTower Advisors
9
HighTower Advisors
Illinois
$678K +$6.59K +382 +1%
PIA
10
Peachtree Investment Advisors
Georgia
$561K +$13.5K +780 +2%
Bank of America
11
Bank of America
North Carolina
$414K -$56.8K -3,291 -12%
PMG
12
ProVise Management Group
Florida
$279K
WAM
13
Wolverine Asset Management
Illinois
$270K -$457K -26,503 -63%
SMC
14
Smith, Moore & Co
Missouri
$256K -$16.4K -950 -6%
TC
15
TFS Capital
Pennsylvania
$240K +$242K +14,046 New
IT
16
Independence Trust
Tennessee
$237K
DA
17
Doliver Advisors
Texas
$236K +$238K +13,774 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$220K -$341K -19,760 -61%
CL
19
CSS LLC
Illinois
$217K +$914 +53 +0.4%
Wells Fargo
20
Wells Fargo
California
$135K +$18.3K +1,059 +15%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$83K
AllianceBernstein
22
AllianceBernstein
Tennessee
$41K +$41.7K +2,420 New
Deutsche Bank
23
Deutsche Bank
Germany
$21K +$22K +1,273 New
MFS
24
MSI Financial Services
Massachusetts
$17K
NES
25
New England Securities
New York
$17K

GFY Hedge Fund Activity: Q1 2014 in Review

25 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Western Asset Variable Rate Strategic Fund, Inc (GFY) for Q1 2014, worth a combined $38.7M — down 6.4% from $41.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GFY and 4 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 10 added.

The largest buyer was Sit Investment Associates, adding an estimated $1.17M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $1.55M sold.

  • 25 institutional investors held Western Asset Variable Rate Strategic Fund, Inc (GFY) as of Q1 2014, down from 26 in Q4 2013.
  • Funds reported $38.7M of Western Asset Variable Rate Strategic Fund, Inc stock for Q1 2014, down 6.4% quarter-over-quarter.
  • 4 funds opened new Western Asset Variable Rate Strategic Fund, Inc positions in Q1 2014 and 5 closed out, a net change of -1 holder.
  • The largest Western Asset Variable Rate Strategic Fund, Inc buyer in Q1 2014 was Sit Investment Associates, an estimated $1.17M added.
  • The largest Western Asset Variable Rate Strategic Fund, Inc seller in Q1 2014 was Karpus Investment Management, an estimated $1.55M sold.

Based on aggregated 13F filings for Q1 2014.