Smith, Moore & Co’s PIMCO High Income Fund PHK Stock Holding History

Smith, Moore & Co’s Portfolio PHK Stock Details PHK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-11,321	Closed	-$85K	–	317
2019 Q4	$85K	Sell	11,321 -7,426	-40%	-$56.9K	0.02%	315
2019 Q3	$145K	Buy	18,747 +391	+2%	+$3.09K	0.03%	307
2019 Q2	$145K	Buy	18,356 +2,916	+19%	+$22.9K	0.03%	307
2019 Q1	$139K	Buy	15,440 +369	+2%	+$3.21K	0.03%	310
2018 Q4	$121K	Buy	15,071 +4,288	+40%	+$34.9K	0.03%	308
2018 Q3	$90K	Buy	+10,783	New	+$93.9K	0.02%	344

Other funds holding PHK

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

Smith, Moore & Co's PHK Position: Q1 2020 in Review

Smith, Moore & Co sold out of PIMCO High Income Fund (PHK) in Q1 2020, closing a stake of 11,321 shares — an estimated $85K sold.

Smith, Moore & Co first reported a position in PHK in Q3 2018 and held it in 6 quarters. The position peaked at $145K in Q3 2019. 93 funds tracked by Wall St. Rank hold PHK as of Q1 2020.

Smith, Moore & Co reported no remaining PIMCO High Income Fund position as of Q1 2020 after selling out during the quarter.
Smith, Moore & Co sold 11,321 PIMCO High Income Fund shares in Q1 2020, an estimated $85K.
Smith, Moore & Co first reported a position in PIMCO High Income Fund in Q3 2018 and held it in 6 quarters.
Smith, Moore & Co's PIMCO High Income Fund position peaked at $145K in Q3 2019.
93 funds tracked by Wall St. Rank held PIMCO High Income Fund as of Q1 2020.

Based on Smith, Moore & Co's 13F filing for Q1 2020, filed 15 May 2020.