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Smith Hayes Advisers Portfolio holdings

AUM $491M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
+6%
1 Year Est. Return
-0.17%
3 Year Est. Return
+35.23%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$475M
AUM Growth
+$13.4M
Cap. Flow
-$10.1M
Cap. Flow %
-2.13%
Top 10 Hldgs %
21.68%
Holding
320
New
24
Increased
110
Reduced
136
Closed
13

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.83M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.69M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.61M
4
EMR icon
Emerson Electric
EMR
+$1.4M
5
BHL
Blackrock Defined Opp Crt Tr
BHL
+$1.39M

Top Sells

Rank Stock Value
1
VE
VEOLIA ENVIRONNEMENT
VE
+$4.01M
2
KMI icon
Kinder Morgan
KMI
+$1.97M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.52M
4
ABBV icon
AbbVie
ABBV
+$1.12M
5
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$865K

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Industrials 12.89%
3 Technology 10.39%
4 Healthcare 9.75%
5 Consumer Staples 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
201
Corning
GLW
$107B
$455K 0.1%
24,891
-1,826
-7% -$33.1K
ADBE icon
202
Adobe
ADBE
$105B
$451K 0.1%
4,800
+2,300
+92% +$207K
WAT icon
203
Waters Corp
WAT
$37.3B
$448K 0.09%
3,330
– –
AGG icon
204
iShares Core US Aggregate Bond ETF
AGG
$138B
$440K 0.09%
4,071
+1,379
+51% +$150K
TTE icon
205
TotalEnergies
TTE
$193B
$439K 0.09%
9,772
-26
-0.3% -$1.26K
CSR
206
Centerspace
CSR
$952M
$435K 0.09%
6,265
+3,337
+114% +$260K
UNH icon
207
UnitedHealth
UNH
$382B
$434K 0.09%
3,687
-97
-3% -$11.3K
GIS icon
208
General Mills
GIS
$20.2B
$429K 0.09%
7,434
-777
-9% -$44.7K
IWR icon
209
iShares Russell Mid-Cap ETF
IWR
$55.9B
$429K 0.09%
10,704
+2,208
+26% +$90K
VT icon
210
Vanguard Total World Stock ETF
VT
$75.3B
$420K 0.09%
7,284
+437
+6% +$25.6K
AXP icon
211
American Express
AXP
$224B
$413K 0.09%
5,942
+126
+2% +$9.17K
WIW
212
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$413K 0.09%
40,100
+400
+1% +$4.16K
XLE icon
213
State Street Energy Select Sector SPDR ETF
XLE
$39B
$404K 0.09%
13,410
-888
-6% -$29.2K
NSC icon
214
Norfolk Southern
NSC
$75.4B
$400K 0.08%
4,731
-2,355
-33% -$202K
KDP icon
215
Keurig Dr Pepper
KDP
$42.8B
$393K 0.08%
+4,220
New +$374K
HAL icon
216
Halliburton
HAL
$26.1B
$388K 0.08%
11,390
+250
+2% +$9.43K
AON icon
217
Aon
AON
$80.6B
$386K 0.08%
4,185
– –
DOV icon
218
Dover
DOV
$26.7B
$372K 0.08%
7,521
+577
+8% +$29.3K
KMI icon
219
Kinder Morgan
KMI
$70.9B
$368K 0.08%
24,633
-82,540
-77% -$1.97M
TFCFA
220
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$368K 0.08%
13,546
-25,300
-65% -$734K
BNDX icon
221
Vanguard Total International Bond ETF
BNDX
$82B
$367K 0.08%
6,948
-307
-4% -$16.3K
NUAN
222
DELISTED
Nuance Communications, Inc.
NUAN
$359K 0.08%
20,830
-174
-0.8% -$2.83K
WM icon
223
Waste Management
WM
$95B
$358K 0.08%
6,713
+350
+6% +$18.6K
FXH icon
224
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$356K 0.08%
5,884
-600
-9% -$35.8K
STLD icon
225
Steel Dynamics
STLD
$36.2B
$356K 0.08%
19,936
– –
7 8
9
10 11

Similar funds

EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
GWM
Gupta Wealth Management San Diego, California $427M AUM 0.52% 1-Year Est. Return
IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
HC
HHG & Company Darien, Connecticut $360M AUM 2.44% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Smith Hayes Advisers's Q4 2015 Portfolio in Review

As of Q4 2015, Smith Hayes Advisers held 320 positions worth $475M, up 2.9% from $461M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Smith Hayes Advisers's Q4 2015 filing shows 24 new, 110 increased, 136 reduced and 13 closed positions. Its largest new stake was Invesco Senior Loan ETF: 80,154 shares worth $1.79M. The largest sale was VEOLIA ENVIRONNEMENT, an estimated $4.01M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Technology.

  • Smith Hayes Advisers's largest Q4 2015 buy was Invesco Senior Loan ETF: 80,154 shares worth $1.79M.
  • Smith Hayes Advisers added most to Invesco Dorsey Wright Momentum ETF in Q4 2015, an estimated $1.69M increase.
  • Smith Hayes Advisers's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $1.97M.
  • Smith Hayes Advisers fully exited VEOLIA ENVIRONNEMENT in Q4 2015, selling an estimated $4.01M.
  • Smith Hayes Advisers's ten largest holdings make up 22% of its $475M portfolio in Q4 2015.
  • Smith Hayes Advisers opened 24 new positions and closed 13 in Q4 2015.
  • Smith Hayes Advisers's portfolio value rose 2.9% quarter-over-quarter to $475M.

Based on Smith Hayes Advisers's 13F filing for Q4 2015, filed 12 Feb 2016.