SHA

Smith Hayes Advisers Portfolio holdings

AUM $487M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-0.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$475M
AUM Growth
+$13.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
320
New
Increased
Reduced
Closed

Top Buys

1
+$1.83M
2
+$1.69M
3
+$1.61M
4
EMR icon
Emerson Electric
EMR
+$1.4M
5
BHL
Blackrock Defined Opp Crt Tr
BHL
+$1.39M

Top Sells

1
+$4.01M
2
+$1.97M
3
+$1.52M
4
ABBV icon
AbbVie
ABBV
+$1.12M
5
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$865K

Sector Composition

1 Financials 19.6%
2 Industrials 12.89%
3 Technology 10.39%
4 Healthcare 9.75%
5 Consumer Staples 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
301
Calamos Convertible Opportunities and Income Fund
CHI
$893M
$112K 0.02%
11,260
JRO
302
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$106K 0.02%
10,859
CHW
303
Calamos Global Dynamic Income Fund
CHW
$476M
$105K 0.02%
14,730
RHE
304
DELISTED
Regional Health Properties, Inc.
RHE
$92K 0.02%
3,064
+53
BOCH
305
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$77K 0.02%
11,568
+60
GORO icon
306
Gold Resource Corp
GORO
$201M
$18K ﹤0.01%
10,549
+130
TRX icon
307
TRX Gold Corp
TRX
$505M
$4K ﹤0.01%
15,000
ATI icon
308
ATI
ATI
$20.2B
– –
-11,615
HAIN icon
309
Hain Celestial
HAIN
$73.7M
– –
-4,000
HRI icon
310
Herc Holdings
HRI
$3.19B
– –
-7,658
PRN icon
311
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$332M
– –
-16,184
VALE icon
312
Vale
VALE
$68.9B
– –
-35,195
BIG
313
DELISTED
Big Lots, Inc.
BIG
– –
-4,300
SAFM
314
DELISTED
Sanderson Farms Inc
SAFM
– –
-2,969
TTP
315
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-4,157
LGCY
316
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-11,293
POT
317
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-12,936
AWAY
318
DELISTED
HOMEAWAY INC COM
AWAY
– –
-15,244
VE
319
DELISTED
VEOLIA ENVIRONNEMENT
VE
– –
-176,686
AMLP icon
320
Alerian MLP ETF
AMLP
$12.1B
– –
-6,262
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