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Smith Hayes Advisers Portfolio holdings

AUM $491M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
+6%
1 Year Est. Return
-0.17%
3 Year Est. Return
+35.23%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$475M
AUM Growth
+$13.4M
Cap. Flow
-$10.1M
Cap. Flow %
-2.13%
Top 10 Hldgs %
21.68%
Holding
320
New
24
Increased
110
Reduced
136
Closed
13

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.83M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.69M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.61M
4
EMR icon
Emerson Electric
EMR
+$1.4M
5
BHL
Blackrock Defined Opp Crt Tr
BHL
+$1.39M

Top Sells

Rank Stock Value
1
VE
VEOLIA ENVIRONNEMENT
VE
+$4.01M
2
KMI icon
Kinder Morgan
KMI
+$1.97M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.52M
4
ABBV icon
AbbVie
ABBV
+$1.12M
5
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$865K

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Industrials 12.89%
3 Technology 10.39%
4 Healthcare 9.75%
5 Consumer Staples 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
301
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$112K 0.02%
11,260
– –
JRO
302
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$106K 0.02%
10,859
– –
CHW
303
Calamos Global Dynamic Income Fund
CHW
$530M
$105K 0.02%
14,730
– –
RHE
304
DELISTED
Regional Health Properties, Inc.
RHE
$92K 0.02%
3,064
+53
+2% +$1.84K
BOCH
305
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$77K 0.02%
11,568
+60
+0.5% +$392
GORO icon
306
Goldgroup Mining Inc.
GORO
$157M
$18K ﹤0.01%
10,549
+130
+1% +$313
TRX icon
307
TRX Gold Corp
TRX
$254M
$4K ﹤0.01%
15,000
– –
AMLP icon
308
Alerian MLP ETF
AMLP
$13B
– –
-6,262
Closed -$391K
ATI icon
309
ATI
ATI
$25.6B
– –
-11,615
Closed -$165K
HAIN icon
310
Hain Celestial
HAIN
$45M
– –
-4,000
Closed -$206K
HRI icon
311
Herc Holdings
HRI
$5.02B
– –
-7,658
Closed -$384K
PRN icon
312
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$416M
– –
-16,184
Closed -$673K
VALE icon
313
Vale
VALE
$64.1B
– –
-35,195
Closed -$148K
BIG
314
DELISTED
Big Lots, Inc.
BIG
– –
-4,300
Closed -$204K
SAFM
315
DELISTED
Sanderson Farms Inc
SAFM
– –
-2,969
Closed -$204K
TTP
316
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-4,157
Closed -$298K
LGCY
317
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-11,293
Closed -$46K
POT
318
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-12,936
Closed -$266K
AWAY
319
DELISTED
HOMEAWAY INC COM
AWAY
– –
-15,244
Closed -$405K
VE
320
DELISTED
VEOLIA ENVIRONNEMENT
VE
– –
-176,686
Closed -$4.01M
9 10 11 12
13

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EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
GWM
Gupta Wealth Management San Diego, California $427M AUM 0.52% 1-Year Est. Return
IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
HC
HHG & Company Darien, Connecticut $360M AUM 2.44% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Smith Hayes Advisers's Q4 2015 Portfolio in Review

As of Q4 2015, Smith Hayes Advisers held 320 positions worth $475M, up 2.9% from $461M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Smith Hayes Advisers's Q4 2015 filing shows 24 new, 110 increased, 136 reduced and 13 closed positions. Its largest new stake was Invesco Senior Loan ETF: 80,154 shares worth $1.79M. The largest sale was VEOLIA ENVIRONNEMENT, an estimated $4.01M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Technology.

  • Smith Hayes Advisers's largest Q4 2015 buy was Invesco Senior Loan ETF: 80,154 shares worth $1.79M.
  • Smith Hayes Advisers added most to Invesco Dorsey Wright Momentum ETF in Q4 2015, an estimated $1.69M increase.
  • Smith Hayes Advisers's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $1.97M.
  • Smith Hayes Advisers fully exited VEOLIA ENVIRONNEMENT in Q4 2015, selling an estimated $4.01M.
  • Smith Hayes Advisers's ten largest holdings make up 22% of its $475M portfolio in Q4 2015.
  • Smith Hayes Advisers opened 24 new positions and closed 13 in Q4 2015.
  • Smith Hayes Advisers's portfolio value rose 2.9% quarter-over-quarter to $475M.

Based on Smith Hayes Advisers's 13F filing for Q4 2015, filed 12 Feb 2016.