Smith Group Asset Management’s Xoma XOMA Stock Holding History

Smith Group Asset Management’s Portfolio XOMA Stock Details XOMA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-14,437	Closed	-$1.12M	–	435
2015 Q2	$1.12M	Buy	14,437 +279	+2%	+$20.1K	0.04%	168
2015 Q1	$1.03M	Sell	14,158 -1,080	-7%	-$79.3K	0.03%	174
2014 Q4	$1.09M	Sell	15,238 -1,526	-9%	-$131K	0.04%	177
2014 Q3	$1.41M	Sell	16,764 -58	-0.3%	-$4.95K	0.05%	168
2014 Q2	$1.54M	Buy	+16,822	New	+$1.46M	0.06%	167

Other funds holding XOMA

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SAM

Senzar Asset Management New York $34.7M AUM 0.56% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Smith Group Asset Management's XOMA Position: Q3 2015 in Review

Smith Group Asset Management sold out of Xoma (XOMA) in Q3 2015, closing a stake of 14,437 shares — an estimated $1.12M sold.

Smith Group Asset Management first reported a position in XOMA in Q2 2014 and held it in 5 quarters. The position peaked at $1.54M in Q2 2014. 85 funds tracked by Wall St. Rank hold XOMA as of Q3 2015.

Smith Group Asset Management reported no remaining Xoma position as of Q3 2015 after selling out during the quarter.
Smith Group Asset Management sold 14,437 Xoma shares in Q3 2015, an estimated $1.12M.
Smith Group Asset Management first reported a position in Xoma in Q2 2014 and held it in 5 quarters.
Smith Group Asset Management's Xoma position peaked at $1.54M in Q2 2014.
85 funds tracked by Wall St. Rank held Xoma as of Q3 2015.

Based on Smith Group Asset Management's 13F filing for Q3 2015, filed 23 Oct 2015.