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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
701
iShares US Basic Materials ETF
IYM
$1.23B
| $256K | 0.02% |
+1,424
| New | +$262K |
2026 Q3
0 quarters
|
|
702
PENN Entertainment
PENN
$2.44B
| $256K | 0.02% |
14,660
-257
| -2% | -$4.81K |
2025 Q3
4 quarters
|
|
703
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.99B
| $254K | 0.02% |
7,209
-1,042
| -13% | -$41.1K |
2025 Q2
5 quarters
|
|
704
CVS Health
CVS
$115B
| $254K | 0.02% |
3,028
-839
| -22% | -$82.1K |
2025 Q1
6 quarters
|
|
705
Franklin Income Equity Focus ETF
INCE
$368M
| $253K | 0.02% |
3,757
+3,457
| +1,152% | +$236K |
2026 Q2
1 quarter
|
|
706
Southwest Airlines
LUV
$22.8B
| $253K | 0.02% |
5,690
-70
| -1% | -$3.07K |
2025 Q4
3 quarters
|
|
707
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.05B
| $251K | 0.02% |
2,416
-2,091
| -46% | -$226K |
2023 Q2
13 quarters
|
|
708
Qnity Electronics Inc
Q
$26.5B
| $250K | 0.02% |
2,140
+113
| +6% | +$14.8K |
2026 Q1
2 quarters
|
|
709
Compañía de Minas Buenaventura
BVN
$6.63B
| $248K | 0.02% |
8,865
-1,035
| -10% | -$33.8K |
2025 Q3
4 quarters
|
|
710
iShares US Healthcare ETF
IYH
$4.83B
| $248K | 0.02% |
3,201
+3,150
| +6,176% | +$222K |
2026 Q2
1 quarter
|
|
711
Toews Agility Shares Managed Risk ETF
MRSK
$320M
| $248K | 0.02% |
6,522
-2,622
| -29% | -$103K |
2022 Q3
16 quarters
|
|
712
Parsons
PSN
$5.34B
| $248K | 0.02% |
5,071
+5,015
| +8,955% | +$247K |
2026 Q1
2 quarters
|
|
713
Blackstone
BX
$96.5B
| $248K | 0.02% |
2,071
-103
| -5% | -$13.5K |
2024 Q4
7 quarters
|
|
714
State Street SPDR S&P 500 Scored and Screened ETF
EFIV
$1.02B
| $247K | 0.02% |
3,500
-32
| -0.9% | -$2.36K |
2025 Q3
4 quarters
|
|
715
SEI High Yield Bond & Alternative Credit ETF
LEND
| $246K | 0.02% |
10,231
+10,161
| +14,516% | +$252K |
2026 Q2
1 quarter
|
|
716
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.2B
| $245K | 0.02% |
5,085
+1,973
| +63% | +$100K |
2022 Q1
18 quarters
|
|
717
Public Storage
PSA
$62.7B
| $243K | 0.02% |
722
+2
| +0.3% | +$626 |
2026 Q2
1 quarter
|
|
718
Pan American Silver
PAAS
$16.2B
| $243K | 0.02% |
5,908
+228
| +4% | +$10.9K |
2025 Q3
4 quarters
|
|
719
Amplify Cybersecurity ETF
HACK
$3.37B
| $242K | 0.02% |
2,187
+205
| +10% | +$23.2K |
2026 Q2
1 quarter
|
|
720
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
| $242K | 0.02% |
6,070
-53
| -0.9% | -$2.15K |
2022 Q2
17 quarters
|
|
721
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.26B
| $240K | 0.02% |
2,631
-21,039
| -89% | -$2.17M |
2024 Q3
8 quarters
|
|
722
NEOS Nasdaq 100 High Income ETF
QQQI
$14.9B
| $240K | 0.02% |
4,855
+948
| +24% | +$51.8K |
2026 Q2
1 quarter
|
|
723
Vanguard Mortgage-Backed Securities ETF
VMBS
$16.1B
| $240K | 0.02% |
5,264
-45
| -0.8% | -$2.07K |
2024 Q4
7 quarters
|
|
724
Sherwin-Williams
SHW
$85.9B
| $240K | 0.02% |
697
+18
| +3% | +$6.08K |
2023 Q1
14 quarters
|
|
725
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.07B
| $240K | 0.02% |
5,146
-286
| -5% | -$14.4K |
2024 Q2
9 quarters
|
|
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Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.