We are live on !
Find out more
Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
751
First Trust Preferred Securities and Income ETF
FPE
$5.84B
| $219K | 0.02% |
12,794
-81,267
| -86% | -$1.44M |
2023 Q4
11 quarters
|
|
752
FirstEnergy
FE
$26.9B
| $218K | 0.02% |
4,704
+60
| +1% | +$2.82K |
2026 Q1
2 quarters
|
|
753
Target
TGT
$73.9B
| $218K | 0.02% |
1,377
-398
| -22% | -$59.8K |
2023 Q4
11 quarters
|
|
754
Main Thematic Innovation ETF
TMAT
$235M
| $218K | 0.02% |
+8,810
| New | +$255K |
2026 Q3
0 quarters
|
|
755
iShares China Large-Cap ETF
FXI
$3.89B
| $217K | 0.02% |
6,199
-724
| -10% | -$25.2K |
2024 Q3
8 quarters
|
|
756
FT Vest US Equity Moderate Buffer ETF October
GOCT
$457M
| $217K | 0.02% |
5,136
-1,609
| -24% | -$67.8K |
2025 Q4
3 quarters
|
|
757
Alphabet Inc Depositary Shares Series B Preferred Stock
GOOGN
| $215K | 0.02% |
+5,145
| New | +$253K |
2026 Q3
0 quarters
|
|
758
Fortuna Silver Mines
FSM
$2.8B
| $214K | 0.02% |
22,289
-2,626
| -11% | -$27.3K |
2025 Q3
4 quarters
|
|
759
D.R. Horton
DHI
$40B
| $214K | 0.02% |
1,408
-112
| -7% | -$16.3K |
2026 Q2
1 quarter
|
|
760
Innovator US Equity Buffer ETF March
BMAR
$201M
| $214K | 0.02% |
3,692
| – | – |
2026 Q2
1 quarter
|
|
761
MasTec
MTZ
$15.2B
| $213K | 0.02% |
1,225
+385
| +46% | +$108K |
2026 Q1
2 quarters
|
|
762
Akre Focus ETF
AKRE
$5.39B
| $213K | 0.02% |
3,519
| – | – |
2026 Q2
1 quarter
|
|
763
Nuveen ESG International Developed Markets Equity ETF
NUDM
$904M
| $213K | 0.02% |
5,476
-64
| -1% | -$2.59K |
2026 Q2
1 quarter
|
|
764
Xylem
XYL
$21.8B
| $212K | 0.02% |
2,172
-69
| -3% | -$7.9K |
2025 Q3
4 quarters
|
|
765
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
QARP
$80.3M
| $212K | 0.02% |
3,110
| – | – |
2026 Q2
1 quarter
|
|
766
Churchill Downs
CHDN
$6.9B
| $212K | 0.02% |
2,167
-1,671
| -44% | -$143K |
2025 Q3
4 quarters
|
|
767
Vanguard Financials ETF
VFH
$13.8B
| $212K | 0.02% |
1,530
-5
| -0.3% | -$693 |
2026 Q2
1 quarter
|
|
768
Destiny Tech100
DXYZ
$791M
| $212K | 0.02% |
8,685
+888
| +11% | +$25.7K |
2026 Q2
1 quarter
|
|
769
Devon Energy
DVN
$51.2B
| $211K | 0.02% |
4,997
-2,821
| -36% | -$129K |
2025 Q3
4 quarters
|
|
770
LyondellBasell Industries
LYB
$20.2B
| $211K | 0.02% |
+3,469
| New | +$212K |
2026 Q3
0 quarters
|
|
771
PayPal
PYPL
$49.4B
| $211K | 0.02% |
3,554
-1,064
| -23% | -$58.6K |
2026 Q2
1 quarter
|
|
772
Illinois Tool Works
ITW
$82.1B
| $210K | 0.02% |
747
+41
| +6% | +$11.4K |
2026 Q2
1 quarter
|
|
773
Global X S&P 500 Covered Call ETF
XYLD
$3.38B
| $209K | 0.02% |
+5,208
| New | +$215K |
2026 Q3
0 quarters
|
|
774
Prologis
PLD
$124B
| $209K | 0.02% |
1,643
+139
| +9% | +$19.5K |
2025 Q3
4 quarters
|
|
775
Cincinnati Financial
CINF
$29.1B
| $209K | 0.02% |
+1,124
| New | +$196K |
2026 Q3
0 quarters
|
|
Similar funds
Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.