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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
651
Shell
SHEL
$276B
| $297K | 0.02% |
2,994
+232
| +8% | +$20.9K |
2025 Q2
5 quarters
|
|
652
Archer Daniels Midland
ADM
$33.5B
| $296K | 0.02% |
4,228
+81
| +2% | +$6.64K |
2025 Q3
4 quarters
|
|
653
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.55B
| $296K | 0.02% |
5,903
+275
| +5% | +$13.8K |
2025 Q2
5 quarters
|
|
654
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.47B
| $296K | 0.02% |
2,884
+533
| +23% | +$53.7K |
2022 Q1
18 quarters
|
|
655
Intuitive Surgical
ISRG
$155B
| $295K | 0.02% |
+651
| New | +$248K |
2026 Q3
0 quarters
|
|
656
REX Autocallable Income ETF
ATCL
$40.9M
| $293K | 0.02% |
12,837
+350
| +3% | +$8.62K |
2026 Q2
1 quarter
|
|
657
Chemed
CHE
$7.1B
| $293K | 0.02% |
555
-275
| -33% | -$142K |
2025 Q1
6 quarters
|
|
658
Monolithic Power Systems
MPWR
$72.2B
| $293K | 0.02% |
246
-74
| -23% | -$97K |
2025 Q3
4 quarters
|
|
659
Shopify
SHOP
$192B
| $292K | 0.02% |
1,962
+292
| +17% | +$39.6K |
2025 Q3
4 quarters
|
|
660
Invesco Variable Rate Preferred ETF
VRP
$2.96B
| $292K | 0.02% |
12,321
-2,197
| -15% | -$53.1K |
2024 Q4
7 quarters
|
|
661
Invesco S&P 500 Low Volatility ETF
SPLV
$7.54B
| $290K | 0.02% |
3,773
+1,492
| +65% | +$112K |
2024 Q3
8 quarters
|
|
662
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.6B
| $290K | 0.02% |
6,010
+1,305
| +28% | +$67.7K |
2022 Q1
18 quarters
|
|
663
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
| $289K | 0.02% |
2,726
-674
| -20% | -$76.4K |
2025 Q3
4 quarters
|
|
664
PUT
Amazon
AMZN
$2.88T
| $285K | 0.02% |
+1,100
| New | +$279K |
2026 Q3
0 quarters
|
|
665
State Street SPDR Portfolio Long Term Treasury Index ETF
SPTL
$11.5B
| $284K | 0.02% |
+11,355
| New | +$286K |
2026 Q3
0 quarters
|
|
666
Alibaba
BABA
$253B
| $284K | 0.02% |
2,593
+407
| +19% | +$47K |
2025 Q3
4 quarters
|
|
667
Garmin
GRMN
$56.7B
| $283K | 0.02% |
+993
| New | +$275K |
2026 Q3
0 quarters
|
|
668
Cohen & Steers REIT and Preferred and Income Fund
RNP
$914M
| $282K | 0.02% |
14,796
-587
| -4% | -$11.8K |
2025 Q2
5 quarters
|
|
669
GE HealthCare
GEHC
$37.4B
| $282K | 0.02% |
+3,421
| New | +$231K |
2026 Q3
0 quarters
|
|
670
AngloGold Ashanti
AU
$46.7B
| $281K | 0.02% |
3,027
-484
| -14% | -$46K |
2025 Q3
4 quarters
|
|
671
iShares Gold Trust Micro
IAUM
$6.31B
| $281K | 0.02% |
6,943
-411
| -6% | -$17.5K |
2025 Q1
6 quarters
|
|
672
Humana
HUM
$54.1B
| $280K | 0.02% |
646
+205
| +46% | +$79.7K |
2026 Q2
1 quarter
|
|
673
State Street SPDR Portfolio Short Term Treasury Index ETF
SPTS
$7.36B
| $280K | 0.02% |
9,729
-243,513
| -96% | -$7.03M |
2022 Q1
18 quarters
|
|
674
Alliant Energy
LNT
$19B
| $279K | 0.02% |
3,840
-702
| -15% | -$49.2K |
2024 Q2
9 quarters
|
|
675
HCA Healthcare
HCA
$105B
| $279K | 0.02% |
563
+8
| +1% | +$3.28K |
2025 Q3
4 quarters
|
|
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Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.