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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
576
FT Vest US Equity Buffer ETF July
FJUL
$1.4B
| $367K | 0.03% |
6,122
| – | – |
2025 Q4
3 quarters
|
|
577
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.36B
| $366K | 0.03% |
2,104
+145
| +7% | +$27.9K |
2025 Q4
3 quarters
|
|
578
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.68B
| $365K | 0.03% |
5,248
+4,296
| +451% | +$300K |
2026 Q2
1 quarter
|
|
579
Northern Trust Ultra-Short Fixed Income ETF
RAVI
$1.61B
| $365K | 0.03% |
4,866
-723
| -13% | -$54.4K |
2022 Q1
18 quarters
|
|
580
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$637M
| $365K | 0.03% |
18,110
+2,701
| +18% | +$54.9K |
2026 Q1
2 quarters
|
|
581
Hershey
HSY
$35B
| $363K | 0.03% |
2,036
+306
| +18% | +$53.9K |
2023 Q2
13 quarters
|
|
582
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$225M
| $361K | 0.03% |
18,944
+437
| +2% | +$8.57K |
2024 Q4
7 quarters
|
|
583
Innovator Equity Dual Directional 5 Buffer ETF - Quarterly
DDSQ
$83.7M
| $361K | 0.03% |
17,089
+252
| +1% | +$5.38K |
2026 Q2
1 quarter
|
|
584
Realty Income
O
$56.6B
| $361K | 0.03% |
6,111
-11,859
| -66% | -$732K |
2024 Q4
7 quarters
|
|
585
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$645M
| $361K | 0.03% |
+4,265
| New | +$369K |
2026 Q3
0 quarters
|
|
586
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$128M
| $359K | 0.03% |
13,320
+367
| +3% | +$10.2K |
2025 Q4
3 quarters
|
|
587
Fiserv Inc
FISV
$33.7B
| $358K | 0.03% |
5,697
+1,714
| +43% | +$87.7K |
2026 Q2
1 quarter
|
|
588
Union Pacific
UNP
$179B
| $358K | 0.03% |
1,232
+35
| +3% | +$10.2K |
2023 Q4
11 quarters
|
|
589
FT Vest Laddered Moderate Buffer ETF
BUFZ
$1.09B
| $357K | 0.03% |
12,695
| – | – |
2026 Q1
2 quarters
|
|
590
Matthews Emerging Markets Sustainable Future Active ETF
EMSF
$41M
| $355K | 0.03% |
10,654
-12,454
| -54% | -$486K |
2026 Q2
1 quarter
|
|
591
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.3B
| $355K | 0.03% |
3,668
-21,556
| -85% | -$2.22M |
2025 Q2
5 quarters
|
|
592
JPMorgan Active Growth ETF
JGRO
$9.24B
| $355K | 0.03% |
+4,107
| New | +$389K |
2026 Q3
0 quarters
|
|
593
iShares Russell 1000 Value ETF
IWD
$84.7B
| $353K | 0.03% |
1,373
-591
| -30% | -$149K |
2025 Q4
3 quarters
|
|
594
Dominion Energy
D
$60.1B
| $353K | 0.03% |
+5,145
| New | +$346K |
2026 Q3
0 quarters
|
|
595
Capital Group New Geography Equity ETF
CGNG
$3.01B
| $351K | 0.03% |
10,792
+1,881
| +21% | +$68.5K |
2026 Q2
1 quarter
|
|
596
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.83B
| $351K | 0.03% |
+5,161
| New | +$356K |
2026 Q3
0 quarters
|
|
597
Northrop Grumman
NOC
$77.9B
| $348K | 0.03% |
664
-59
| -8% | -$31.8K |
2025 Q1
6 quarters
|
|
598
FT Vest US Equity Buffer ETF December
FDEC
$1.33B
| $347K | 0.03% |
6,337
-488
| -7% | -$27K |
2025 Q4
3 quarters
|
|
599
Travelers Companies
TRV
$82.1B
| $347K | 0.03% |
878
+351
| +67% | +$129K |
2026 Q2
1 quarter
|
|
600
Dimensional International Core Fixed Income ETF
DFGX
$1.95B
| $347K | 0.03% |
6,649
+967
| +17% | +$50.5K |
2024 Q4
7 quarters
|
|
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Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.