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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
526
FT Vest Laddered Autocallable Barrier & Resilient Income ETF
ACYS
$305M
| $436K | 0.03% |
21,631
+3,540
| +20% | +$72.4K |
2026 Q2
1 quarter
|
|
527
FT Vest US Equity Buffer ETF January
FJAN
$1.48B
| $427K | 0.03% |
7,712
| – | – |
2025 Q4
3 quarters
|
|
528
L3Harris
LHX
$51.4B
| $423K | 0.03% |
1,629
+1,123
| +222% | +$306K |
2026 Q1
2 quarters
|
|
529
PIMCO Strategic Income Fund
RCS
$241M
| $423K | 0.03% |
84,180
-5,407
| -6% | -$28.1K |
2025 Q4
3 quarters
|
|
530
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
| $422K | 0.03% |
2,995
| – | – |
2025 Q4
3 quarters
|
|
531
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.22B
| $421K | 0.03% |
11,308
+1,845
| +19% | +$72.1K |
2025 Q2
5 quarters
|
|
532
Invesco PHLX Semiconductor ETF
SOXQ
$2.63B
| $418K | 0.03% |
5,666
+8
| +0.1% | +$756 |
2025 Q2
5 quarters
|
|
533
FT Vest US Equity Moderate Buffer ETF August
GAUG
$413M
| $417K | 0.03% |
10,079
+4,678
| +87% | +$196K |
2025 Q4
3 quarters
|
|
534
Invesco S&P SmallCap Momentum ETF
XSMO
$2.79B
| $417K | 0.03% |
5,399
+96
| +2% | +$8.28K |
2025 Q4
3 quarters
|
|
535
Range Nuclear Renaissance Index ETF
NUKZ
$590M
| $414K | 0.03% |
7,614
-52
| -0.7% | -$3.36K |
2025 Q4
3 quarters
|
|
536
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
$25.7M
| $413K | 0.03% |
10,566
-457
| -4% | -$18K |
2025 Q3
4 quarters
|
|
537
Jackson Financial
JXN
$9.12B
| $411K | 0.03% |
3,123
-316
| -9% | -$40.5K |
2024 Q1
10 quarters
|
|
538
FT Vest US Equity Buffer ETF April
FAPR
$1.35B
| $408K | 0.03% |
8,708
-885
| -9% | -$41.9K |
2025 Q4
3 quarters
|
|
539
iShares 1-10 Year U.S. Aggregate Bond ETF
AGGM
$131M
| $407K | 0.03% |
4,020
-684
| -15% | -$69.7K |
2022 Q1
18 quarters
|
|
540
Synopsys
SNPS
$88.1B
| $405K | 0.03% |
900
+512
| +132% | +$209K |
2026 Q2
1 quarter
|
|
541
Fifth Third Bancorp
FITB
$49B
| $404K | 0.03% |
7,608
+579
| +8% | +$32.2K |
2024 Q4
7 quarters
|
|
542
Innovator US Equity Power Buffer ETF December
PDEC
$973M
| $402K | 0.03% |
8,700
-16,494
| -65% | -$769K |
2024 Q4
7 quarters
|
|
543
Enterprise Products Partners
EPD
$80.1B
| $401K | 0.03% |
10,821
+5,909
| +120% | +$225K |
2026 Q2
1 quarter
|
|
544
lululemon athletica
LULU
$12.8B
| $401K | 0.03% |
3,615
+115
| +3% | +$13.1K |
2025 Q4
3 quarters
|
|
545
iShares Expanded Tech-Software Sector ETF
IGV
$12.6B
| $400K | 0.03% |
4,046
-129
| -3% | -$12.9K |
2024 Q4
7 quarters
|
|
546
DocuSign
DOCU
$14.5B
| $400K | 0.03% |
5,150
+1,209
| +31% | +$71.9K |
2026 Q2
1 quarter
|
|
547
iShares 20+ Year Treasury Bond ETF
TLT
$48.5B
| $398K | 0.03% |
4,862
-15,758
| -76% | -$1.3M |
2026 Q2
1 quarter
|
|
548
Thermo Fisher Scientific
TMO
$266B
| $398K | 0.03% |
572
-47
| -8% | -$27.9K |
2025 Q3
4 quarters
|
|
549
Vanguard Morningstar Large-Cap ETF
VV
$53.3B
| $397K | 0.03% |
1,172
+47
| +4% | +$16.5K |
2024 Q3
8 quarters
|
|
550
First Trust Bloomberg Artificial Intelligence ETF
FAI
$222M
| $396K | 0.03% |
8,320
+2,306
| +38% | +$123K |
2026 Q2
1 quarter
|
|
Similar funds
Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.