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Silver Oak Securities Portfolio holdings
AUM
$1.36B
Turnover
17.2%
1-Year Est. Return
21.31%
Silver Oak Securities is a securities brokerage and investment advisory firm that serves independent wealth advisors who build their own relationships with clients. Principals with 40 years of experience in investment management and compliance founded it in 1999, and William E. Hopkins II and George Thomas Allen III are its main owners.
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+21.31%
3 Year Est. Return
+80.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$291M
(-18%)
Cap. Flow
-$245M
Cap. Flow % of AUM
Cap. Flow %
-18.08%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
901
New
71
Increased
418
Reduced
302
Closed
84
Avg Time Held
Equity + Options
2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$20.4M |
| 2 |
PGIM AAA CLO ETF
PAAA
|
+$14.2M |
| 3 |
Fidelity Total Bond ETF
FBND
|
+$11.7M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$9.9M |
| 5 |
ExxonMobil
XOM
|
+$7.68M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Group Core Equity ETF
CGUS
|
+$41.8M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$36.2M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$34.6M |
| 4 |
Capital Group Dividend Value ETF
CGDV
|
+$29.8M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 66.37% |
| 2 | Technology | 11.69% |
| 3 | Healthcare | 4.41% |
| 4 | Industrials | 3.77% |
| 5 | Financials | 3.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
551
ASML
ASML
$581B
| $394K | 0.03% |
276
-14
| -5% | -$24.3K |
2026 Q1
2 quarters
|
|
552
VanEck BDC Income ETF
BIZD
$1.51B
| $392K | 0.03% |
31,316
+357
| +1% | +$4.62K |
2024 Q4
7 quarters
|
|
553
FT Vest International Equity Moderate Buffer ETF December
YDEC
$167M
| $391K | 0.03% |
14,209
+213
| +2% | +$5.96K |
2024 Q1
10 quarters
|
|
554
Innovator US Equity Power Buffer ETF August
PAUG
$1.03B
| $388K | 0.03% |
8,445
-15,779
| -65% | -$732K |
2023 Q4
11 quarters
|
|
555
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.1B
| $387K | 0.03% |
7,243
+161
| +2% | +$9.06K |
2023 Q4
11 quarters
|
|
556
Fidelity Enhanced Large Cap Core ETF
FELC
$8.68B
| $386K | 0.03% |
9,297
+3,154
| +51% | +$136K |
2025 Q4
3 quarters
|
|
557
iShares MSCI USA ETF
MLRG
$1.29B
| $384K | 0.03% |
3,768
-240
| -6% | -$25.3K |
2024 Q3
8 quarters
|
|
558
AutoZone
AZO
$51.8B
| $383K | 0.03% |
119
+1
| +0.8% | +$2.99K |
2025 Q2
5 quarters
|
|
559
Zoom
ZM
$26.5B
| $382K | 0.03% |
4,251
-137
| -3% | -$13.1K |
2025 Q3
4 quarters
|
|
560
WisdomTree US Value Fund
WTV
$3.39B
| $382K | 0.03% |
3,600
-602
| -14% | -$64K |
2025 Q4
3 quarters
|
|
561
FT Vest US Equity Buffer ETF February
FFEB
$1.38B
| $381K | 0.03% |
6,203
| – | – |
2025 Q4
3 quarters
|
|
562
SPDR Gold MiniShares Trust
GLDM
$30.5B
| $381K | 0.03% |
4,737
-10,153
| -68% | -$856K |
2025 Q1
6 quarters
|
|
563
Rocket Lab Corp
RKLB
$40.1B
| $380K | 0.03% |
7,160
+1,415
| +25% | +$102K |
2025 Q3
4 quarters
|
|
564
Vale
VALE
$49.3B
| $378K | 0.03% |
32,650
-1,000
| -3% | -$14.6K |
2025 Q3
4 quarters
|
|
565
Carpenter Technology
CRS
$14.7B
| $378K | 0.03% |
1,359
+235
| +21% | +$119K |
2025 Q4
3 quarters
|
|
566
AllianzIM US Equity Buffer15 Uncapped Apr ETF
ARLU
$54M
| $378K | 0.03% |
12,090
-300
| -2% | -$9.7K |
2024 Q2
9 quarters
|
|
567
Spotify
SPOT
$125B
| $377K | 0.03% |
625
+12
| +2% | +$6.11K |
2025 Q3
4 quarters
|
|
568
First Trust California Municipal High income ETF
FCAL
$214M
| $375K | 0.03% |
7,778
-1,373
| -15% | -$66.4K |
2026 Q2
1 quarter
|
|
569
Invesco S&P MidCap Low Volatility ETF
XMLV
$735M
| $372K | 0.03% |
5,609
+3,372
| +151% | +$227K |
2023 Q3
12 quarters
|
|
570
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.7B
| $371K | 0.03% |
2,607
-1,232
| -32% | -$197K |
2024 Q4
7 quarters
|
|
571
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.3B
| $369K | 0.03% |
3,674
+2,388
| +186% | +$240K |
2022 Q1
18 quarters
|
|
572
JPMorgan Ultra-Short Municipal Income ETF
JMST
$8.42B
| $368K | 0.03% |
7,233
-1,758
| -20% | -$89.4K |
2023 Q4
11 quarters
|
|
573
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.11B
| $368K | 0.03% |
16,407
+1,864
| +13% | +$42.3K |
2024 Q2
9 quarters
|
|
574
Global X 1-3 Month T-Bill ETF
CLIP
$2.35B
| $367K | 0.03% |
3,667
+68
| +2% | +$6.82K |
2025 Q3
4 quarters
|
|
575
General Motors
GM
$75.3B
| $367K | 0.03% |
4,262
+95
| +2% | +$7.94K |
2025 Q3
4 quarters
|
|
Similar funds
Silver Oak Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Silver Oak Securities held 901 positions worth $1.36B, down 18% from $1.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Silver Oak Securities withdrew a net $245M in Q3 2026, closing 84 positions and reducing 302 holdings. Its most notable exit was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 73% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Silver Oak Securities opened a new position in ExxonMobil worth $8.15M.
- Silver Oak Securities's largest Q3 2026 buy was ExxonMobil: 49,120 shares worth $8.15M.
- Silver Oak Securities added most to Eli Lilly in Q3 2026, an estimated $20.4M increase.
- Silver Oak Securities's biggest Q3 2026 reduction was Capital Group Core Equity ETF, cutting an estimated $41.8M.
- Silver Oak Securities fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2026, selling an estimated $23.7M.
- Silver Oak Securities's ten largest holdings make up 17% of its $1.36B portfolio in Q3 2026.
- Silver Oak Securities opened 71 new positions and closed 84 in Q3 2026.
- Silver Oak Securities's portfolio value fell 18% quarter-over-quarter to $1.36B.
Based on Silver Oak Securities's 13F filing for Q3 2026, filed 9 Nov 2026.