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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.75B
AUM Growth
+$134M
Cap. Flow
+$78.1M
Cap. Flow %
4.46%
Top 10 Hldgs %
28.68%
Holding
660
New
65
Increased
264
Reduced
223
Closed
60

Top Buys

Rank Stock Value
1
ICF icon
iShares Select U.S. REIT ETF
ICF
+$14.2M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.57M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.29M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.28M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$5.82M
2
NIC icon
Nicolet Bankshares
NIC
+$5.7M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.76M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$3.21M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.52M

Sector Composition

Rank Sector Weight
1 Industrials 4.49%
2 Financials 3.91%
3 Technology 3.22%
4 Consumer Staples 2.47%
5 Healthcare 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAI
651
DELISTED
Reynolds American Inc
RAI
– –
-26,147
Closed -$1.7M
BDCS
652
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
– –
-101,214
Closed -$2.3M
SORL
653
DELISTED
SORL Auto Parts, Inc.
SORL
– –
-14,337
Closed -$97K
FTR
654
DELISTED
Frontier Communications Corp.
FTR
– –
-2,469
Closed -$39K
CY
655
DELISTED
Cypress Semiconductor
CY
– –
-11,039
Closed -$149K
WR
656
DELISTED
Westar Energy Inc
WR
– –
-4,078
Closed -$217K
23 24 25 26
27

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QAM
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BTIS
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SII Investments's Q3 2017 Portfolio in Review

As of Q3 2017, SII Investments held 660 positions worth $1.75B, up 8.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

SII Investments deployed $78.1M of net new capital in Q3 2017, opening 65 new positions and adding to 264 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Developed International ETF: 53,856 shares worth $3.39M.

By sector, the portfolio is most concentrated in Industrials at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $5.82M trimmed.

  • SII Investments's largest Q3 2017 buy was First Trust RiverFront Dynamic Developed International ETF: 53,856 shares worth $3.39M.
  • SII Investments added most to iShares Select U.S. REIT ETF in Q3 2017, an estimated $14.2M increase.
  • SII Investments's biggest Q3 2017 reduction was Invesco QQQ Trust, cutting an estimated $5.82M.
  • SII Investments fully exited Invesco Senior Loan ETF in Q3 2017, selling an estimated $2.52M.
  • SII Investments's ten largest holdings make up 29% of its $1.75B portfolio in Q3 2017.
  • SII Investments opened 65 new positions and closed 60 in Q3 2017.
  • SII Investments's portfolio value rose 8.3% quarter-over-quarter to $1.75B.

Based on SII Investments's 13F filing for Q3 2017, filed 13 Nov 2017.