SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Quarter Est. Return
1 Year Est. Return
+15.44%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.75B
AUM Growth
+$134M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
657
New
Increased
Reduced
Closed

Top Buys

1
+$14.1M
2
+$10.8M
3
+$5.68M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.33M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.27M

Top Sells

1
+$6.27M
2
+$5.91M
3
+$4.82M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$3.29M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.52M

Sector Composition

1 Industrials 4.49%
2 Financials 3.88%
3 Technology 3.22%
4 Consumer Staples 2.47%
5 Healthcare 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
576
GDL Fund
GDL
$96M
$120K 0.01%
+11,937
HIO
577
Western Asset High Income Opportunity Fund
HIO
$360M
$120K 0.01%
23,798
JE
578
DELISTED
Just Energy Group Inc
JE
$113K 0.01%
+590
FSNN
579
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
$112K 0.01%
+27,655
XCRA
580
DELISTED
Xcerra Corporation
XCRA
$109K 0.01%
+10,917
BCX icon
581
BlackRock Resources & Commodities Strategy Trust
BCX
$797M
$99K 0.01%
11,077
-1,020
OIL
582
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$97K 0.01%
17,900
-5,550
SPPP
583
Sprott Physical Platinum and Palladium Trust
SPPP
$513M
$86K ﹤0.01%
10,200
TAC icon
584
TransAlta
TAC
$4.23B
$80K ﹤0.01%
13,635
+13
NAP
585
DELISTED
Navios Maritime Midstream Partrs
NAP
$80K ﹤0.01%
+10,734
NYRT
586
DELISTED
New York REIT, Inc.
NYRT
$78K ﹤0.01%
+1,000
VCEL icon
587
Vericel Corp
VCEL
$1.96B
$69K ﹤0.01%
11,500
ADAM
588
Adamas Trust
ADAM
$686M
$64K ﹤0.01%
2,598
ATRS
589
DELISTED
Antares Pharma, Inc.
ATRS
$50K ﹤0.01%
15,800
DHF
590
BNY Mellon High Yield Strategies Fund
DHF
$185M
$45K ﹤0.01%
12,500
QUIK icon
591
QuickLogic
QUIK
$104M
$44K ﹤0.01%
1,818
WPRT
592
Westport Fuel Systems
WPRT
$30.6M
$34K ﹤0.01%
1,048
-100
NAVB
593
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$30K ﹤0.01%
3,551
WIN
594
DELISTED
Windstream Holdings Inc
WIN
$28K ﹤0.01%
3,192
-7
RAD
595
DELISTED
Rite Aid Corporation
RAD
– –
-719
RDS.A
596
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-5,561
CLUB
597
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-17,841
ACWI icon
598
iShares MSCI ACWI ETF
ACWI
$24.3B
– –
-11,901
ADI icon
599
Analog Devices
ADI
$130B
– –
-6,111
APTV icon
600
Aptiv
APTV
$16.6B
– –
-3,696
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