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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.75B
AUM Growth
+$134M
Cap. Flow
+$78.1M
Cap. Flow %
4.46%
Top 10 Hldgs %
28.68%
Holding
660
New
65
Increased
264
Reduced
223
Closed
60

Top Buys

Rank Stock Value
1
ICF icon
iShares Select U.S. REIT ETF
ICF
+$14.2M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.57M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.29M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.28M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$5.82M
2
NIC icon
Nicolet Bankshares
NIC
+$5.7M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.76M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$3.21M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.52M

Sector Composition

Rank Sector Weight
1 Industrials 4.49%
2 Financials 3.91%
3 Technology 3.22%
4 Consumer Staples 2.47%
5 Healthcare 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
576
GDL Fund
GDL
$91.6M
$120K 0.01%
+11,937
New +$122K
HIO
577
Western Asset High Income Opportunity Fund
HIO
$336M
$120K 0.01%
23,798
– –
JE
578
DELISTED
Just Energy Group Inc
JE
$113K 0.01%
+590
New +$107K
FSNN
579
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
$112K 0.01%
+27,655
New +$78.1K
XCRA
580
DELISTED
Xcerra Corporation
XCRA
$109K 0.01%
+10,917
New +$106K
BCX icon
581
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$99K 0.01%
11,077
-1,020
-8% -$8.71K
OIL
582
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$97K 0.01%
17,900
-5,550
-24% -$27.9K
SPPP
583
Sprott Physical Platinum and Palladium Trust
SPPP
$585M
$86K ﹤0.01%
10,200
– –
TAC icon
584
TransAlta
TAC
$3.95B
$80K ﹤0.01%
13,635
+13
+0.1% +$81
NAP
585
DELISTED
Navios Maritime Midstream Partrs
NAP
$80K ﹤0.01%
+10,734
New +$93K
NYRT
586
DELISTED
New York REIT, Inc.
NYRT
$78K ﹤0.01%
+1,000
New +$83K
VCEL icon
587
Vericel Corp
VCEL
$2.35B
$69K ﹤0.01%
11,500
– –
ADAM
588
Adamas Trust
ADAM
$815M
$64K ﹤0.01%
2,598
– –
ATRS
589
DELISTED
Antares Pharma, Inc.
ATRS
$50K ﹤0.01%
15,800
– –
DHF
590
BNY Mellon High Yield Strategies Fund
DHF
$171M
$45K ﹤0.01%
12,500
– –
QUIK icon
591
QuickLogic
QUIK
$232M
$44K ﹤0.01%
1,818
– –
WPRT
592
Westport Fuel Systems
WPRT
$33.4M
$34K ﹤0.01%
1,048
-100
-9% -$2.25K
NAVB
593
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$30K ﹤0.01%
3,551
– –
WIN
594
DELISTED
Windstream Holdings Inc
WIN
$28K ﹤0.01%
3,192
-7
-0.2% -$93
WMT icon
595
CALL
Walmart Inc
WMT
$885B
$3K ﹤0.01%
+600
New +$15.7K
ALK icon
596
PUT
Alaska Air
ALK
$5.29B
$1K ﹤0.01%
+200
New +$16.4K
ACWI icon
597
iShares MSCI ACWI ETF
ACWI
$32.5B
– –
-11,901
Closed -$780K
ADI icon
598
Analog Devices
ADI
$179B
– –
-6,111
Closed -$489K
APTV icon
599
Aptiv
APTV
$12B
– –
-3,696
Closed -$325K
AXP icon
600
CALL
American Express
AXP
$227B
– –
-200
Closed -$3K
22 23
24
25 26

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GES
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AS
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QAM
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BTIS
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GL
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IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
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SII Investments's Q3 2017 Portfolio in Review

As of Q3 2017, SII Investments held 660 positions worth $1.75B, up 8.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

SII Investments deployed $78.1M of net new capital in Q3 2017, opening 65 new positions and adding to 264 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Developed International ETF: 53,856 shares worth $3.39M.

By sector, the portfolio is most concentrated in Industrials at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $5.82M trimmed.

  • SII Investments's largest Q3 2017 buy was First Trust RiverFront Dynamic Developed International ETF: 53,856 shares worth $3.39M.
  • SII Investments added most to iShares Select U.S. REIT ETF in Q3 2017, an estimated $14.2M increase.
  • SII Investments's biggest Q3 2017 reduction was Invesco QQQ Trust, cutting an estimated $5.82M.
  • SII Investments fully exited Invesco Senior Loan ETF in Q3 2017, selling an estimated $2.52M.
  • SII Investments's ten largest holdings make up 29% of its $1.75B portfolio in Q3 2017.
  • SII Investments opened 65 new positions and closed 60 in Q3 2017.
  • SII Investments's portfolio value rose 8.3% quarter-over-quarter to $1.75B.

Based on SII Investments's 13F filing for Q3 2017, filed 13 Nov 2017.