SI

SII Investments Portfolio holdings

AUM $965M
This Quarter Return
+4.44%
1 Year Return
+15.44%
3 Year Return
+24.28%
5 Year Return
–
10 Year Return
–
AUM
$1.45B
AUM Growth
+$1.45B
Cap. Flow
+$69M
Cap. Flow %
4.75%
Top 10 Hldgs %
28.93%
Holding
644
New
47
Increased
282
Reduced
223
Closed
33

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$12.1M
2
IVE icon
iShares S&P 500 Value ETF
IVE
$7.89M
3
VOO icon
Vanguard S&P 500 ETF
VOO
$6.59M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
$5.53M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
$5.33M

Top Sells

1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$4.99M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$4.77M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$4.09M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
$3.56M
5
VUG icon
Vanguard Growth ETF
VUG
$3.02M

Sector Composition

1 Industrials 5.18%
2 Financials 4.79%
3 Technology 3.58%
4 Healthcare 3.35%
5 Consumer Staples 3.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMRI
576
DELISTED
Albany Molecular Research Inc
AMRI
$161K 0.01%
11,460
+250
+2% +$3.51K
GSG icon
577
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.04B
$157K 0.01%
10,656
– –
NUM
578
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$155K 0.01%
11,670
– –
OIL
579
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$154K 0.01%
27,760
-2,780
-9% -$15.4K
CY
580
DELISTED
Cypress Semiconductor
CY
$152K 0.01%
+11,084
New +$152K
ASA
581
ASA Gold and Precious Metals
ASA
$710M
$148K 0.01%
12,273
– –
GNT
582
GAMCO Natural Resources, Gold & Income Trust
GNT
$111M
$148K 0.01%
21,409
+1,506
+8% +$10.4K
WLL
583
DELISTED
Whiting Petroleum Corporation
WLL
$143K 0.01%
15,194
– –
GNC
584
DELISTED
GNC Holdings, Inc.
GNC
$140K 0.01%
+19,000
New +$140K
CHI
585
Calamos Convertible Opportunities and Income Fund
CHI
$812M
$139K 0.01%
12,615
+1,670
+15% +$18.4K
SRC
586
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$132K 0.01%
13,004
-2,123
-14% -$21.6K
PFO
587
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$122M
$128K 0.01%
10,750
– –
LEO
588
BNY Mellon Strategic Municipals
LEO
$371M
$127K 0.01%
14,723
+1,500
+11% +$12.9K
HIO
589
Western Asset High Income Opportunity Fund
HIO
$378M
$120K 0.01%
23,798
– –
BCX icon
590
BlackRock Resources & Commodities Strategy Trust
BCX
$791M
$112K 0.01%
13,199
– –
IPI icon
591
Intrepid Potash
IPI
$405M
$108K 0.01%
63,000
– –
ACTG icon
592
Acacia Research
ACTG
$329M
$100K 0.01%
17,180
-500
-3% -$2.91K
MTW icon
593
Manitowoc
MTW
$351M
$92K 0.01%
16,331
-640
-4% -$3.61K
TCON
594
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$92K 0.01%
25,545
-3,861
-13% -$13.9K
PHK
595
PIMCO High Income Fund
PHK
$851M
$88K 0.01%
10,122
-1,640
-14% -$14.3K
WIN
596
DELISTED
Windstream Holdings Inc
WIN
$88K 0.01%
16,208
+4,202
+35% +$22.8K
FTR
597
DELISTED
Frontier Communications Corp.
FTR
$86K 0.01%
41,804
-3,420
-8% -$7.04K
SPPP
598
Sprott Physical Platinum and Palladium Trust
SPPP
$298M
$79K 0.01%
10,200
– –
TAC icon
599
TransAlta
TAC
$3.65B
$69K ﹤0.01%
11,894
-676
-5% -$3.92K
NYMT
600
New York Mortgage Trust
NYMT
$652M
$66K ﹤0.01%
10,763
-324
-3% -$1.99K
22 23
24
25 26