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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$117M
Cap. Flow
+$63.2M
Cap. Flow %
4.35%
Top 10 Hldgs %
28.93%
Holding
645
New
48
Increased
281
Reduced
224
Closed
33

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$11.6M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.88M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.5M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.39M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.32M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$4.95M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$4.77M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$4.18M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$3.47M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.94M

Sector Composition

Rank Sector Weight
1 Industrials 5.18%
2 Financials 4.82%
3 Technology 3.58%
4 Healthcare 3.35%
5 Consumer Staples 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRI
576
DELISTED
Albany Molecular Research Inc
AMRI
$161K 0.01%
11,460
+250
+2% +$4.09K
GSG icon
577
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$157K 0.01%
10,656
– –
NUM
578
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$155K 0.01%
11,670
– –
OIL
579
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$154K 0.01%
27,760
-2,780
-9% -$16.4K
CY
580
DELISTED
Cypress Semiconductor
CY
$152K 0.01%
+11,084
New +$142K
ASA
581
ASA Gold and Precious Metals
ASA
$919M
$148K 0.01%
12,273
– –
GNT
582
GAMCO Natural Resources, Gold & Income Trust
GNT
$135M
$148K 0.01%
21,409
+1,506
+8% +$10.4K
WLL
583
DELISTED
Whiting Petroleum Corporation
WLL
$143K 0.01%
51
– –
GNC
584
DELISTED
GNC Holdings, Inc.
GNC
$140K 0.01%
+19,000
New +$163K
CHI
585
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$139K 0.01%
12,615
+1,670
+15% +$18K
SRC
586
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$132K 0.01%
2,900
-473
-14% -$22.5K
PFO
587
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$128K 0.01%
10,750
– –
LEO
588
BNY Mellon Strategic Municipals
LEO
$383M
$127K 0.01%
14,723
+1,500
+11% +$12.9K
HIO
589
Western Asset High Income Opportunity Fund
HIO
$336M
$120K 0.01%
23,798
– –
BCX icon
590
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$112K 0.01%
13,199
– –
IPI icon
591
Intrepid Potash
IPI
$456M
$108K 0.01%
6,300
– –
ACTG icon
592
Acacia Research
ACTG
$428M
$100K 0.01%
17,180
-500
-3% -$2.92K
MTW icon
593
Manitowoc
MTW
$497M
$92K 0.01%
4,083
-160
-4% -$3.95K
TCON
594
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$92K 0.01%
128
-19
-13% -$17K
PHK
595
PIMCO High Income Fund
PHK
$867M
$88K 0.01%
10,122
-1,640
-14% -$14.9K
WIN
596
DELISTED
Windstream Holdings Inc
WIN
$88K 0.01%
3,242
+841
+35% +$30.1K
FTR
597
DELISTED
Frontier Communications Corp.
FTR
$86K 0.01%
2,787
-228
-8% -$10.4K
SPPP
598
Sprott Physical Platinum and Palladium Trust
SPPP
$585M
$79K 0.01%
10,200
– –
TAC icon
599
TransAlta
TAC
$3.95B
$69K ﹤0.01%
11,894
-676
-5% -$3.84K
ADAM
600
Adamas Trust
ADAM
$815M
$66K ﹤0.01%
2,691
-81
-3% -$2.09K
22 23
24
25 26

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TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return
GES
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AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q1 2017 Portfolio in Review

As of Q1 2017, SII Investments held 645 positions worth $1.45B, up 8.7% from $1.34B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

SII Investments deployed $63.2M of net new capital in Q1 2017, opening 48 new positions and adding to 281 existing holdings. Its largest new stake was iShares MSCI USA Value Factor ETF: 72,100 shares worth $5.28M.

By sector, the portfolio is most concentrated in Industrials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $4.95M trimmed.

  • SII Investments's largest Q1 2017 buy was iShares MSCI USA Value Factor ETF: 72,100 shares worth $5.28M.
  • SII Investments added most to Invesco QQQ Trust in Q1 2017, an estimated $11.6M increase.
  • SII Investments's biggest Q1 2017 reduction was Invesco S&P 500 High Dividend Low Volatility ETF, cutting an estimated $4.95M.
  • SII Investments fully exited Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF in Q1 2017, selling an estimated $4.77M.
  • SII Investments's ten largest holdings make up 29% of its $1.45B portfolio in Q1 2017.
  • SII Investments opened 48 new positions and closed 33 in Q1 2017.
  • SII Investments's portfolio value rose 8.7% quarter-over-quarter to $1.45B.

Based on SII Investments's 13F filing for Q1 2017, filed 15 May 2017.