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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$81.8M
Cap. Flow
+$48.6M
Cap. Flow %
3.72%
Top 10 Hldgs %
27.9%
Holding
662
New
78
Increased
286
Reduced
189
Closed
69

Top Buys

Rank Stock Value
1
NIC icon
Nicolet Bankshares
NIC
+$16.2M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$8.35M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.91M
4
BND icon
Vanguard Total Bond Market
BND
+$7.14M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.26M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.93M
2
AAPL icon
Apple
AAPL
+$7.06M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$6.77M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.39M
5
PG icon
Procter & Gamble
PG
+$5.17M

Sector Composition

Rank Sector Weight
1 Financials 5.39%
2 Industrials 5.32%
3 Healthcare 3.73%
4 Technology 3.29%
5 Consumer Staples 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGL icon
551
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$200K 0.02%
+4,316
New +$202K
WSR
552
DELISTED
Whitestone REIT
WSR
$200K 0.02%
+14,383
New +$215K
FCX icon
553
Freeport-McMoran
FCX
$99.8B
$196K 0.02%
18,040
-31
-0.2% -$357
FTR
554
DELISTED
Frontier Communications Corp.
FTR
$194K 0.01%
3,200
+20
+0.6% +$1.43K
OIL
555
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$194K 0.01%
33,215
-19,432
-37% -$109K
AMRI
556
DELISTED
Albany Molecular Research Inc
AMRI
$186K 0.01%
+11,210
New +$166K
ASA
557
ASA Gold and Precious Metals
ASA
$1.03B
$184K 0.01%
12,273
+2,000
+19% +$30.9K
NUM
558
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$172K 0.01%
11,670
– –
GSG icon
559
iShares S&P GSCI Commodity-Indexed Trust
GSG
$952M
$159K 0.01%
10,777
-613
-5% -$8.9K
FRA icon
560
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$144K 0.01%
10,426
+51
+0.5% +$690
FDC
561
DELISTED
First Data Corporation
FDC
$140K 0.01%
+10,507
New +$135K
KHI
562
DELISTED
Deutsche High Income Trust
KHI
$135K 0.01%
14,535
– –
NHS
563
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$132K 0.01%
+11,130
New +$128K
HIO
564
Western Asset High Income Opportunity Fund
HIO
$339M
$126K 0.01%
+25,050
New +$126K
PFO
565
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$126K 0.01%
10,750
– –
ACTG icon
566
Acacia Research
ACTG
$439M
$125K 0.01%
18,680
-300
-2% -$1.73K
LEO
567
BNY Mellon Strategic Municipals
LEO
$384M
$123K 0.01%
13,223
– –
PHK
568
PIMCO High Income Fund
PHK
$869M
$119K 0.01%
11,895
+187
+2% +$1.86K
WIN
569
DELISTED
Windstream Holdings Inc
WIN
$119K 0.01%
2,396
+27
+1% +$1.24K
XRX icon
570
Xerox
XRX
$412M
$116K 0.01%
+4,381
New +$113K
PSP icon
571
Invesco Global Listed Private Equity ETF
PSP
$245M
$113K 0.01%
2,072
-1,054
-34% -$56.3K
WLL
572
DELISTED
Whiting Petroleum Corporation
WLL
$112K 0.01%
+42
New +$98.5K
CONN
573
DELISTED
Conn's Inc.
CONN
$103K 0.01%
+10,000
New +$78.5K
DSU icon
574
BlackRock Debt Strategies Fund
DSU
$593M
$101K 0.01%
9,203
– –
NAVB
575
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$82K 0.01%
4,516
+965
+27% +$12.2K
21 22
23
24 25

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QAM
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BTIS
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GL
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HHC
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SII Investments's Q3 2016 Portfolio in Review

As of Q3 2016, SII Investments held 662 positions worth $1.31B, up 6.7% from $1.23B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments deployed $48.6M of net new capital in Q3 2016, opening 78 new positions and adding to 286 existing holdings. Its largest new stake was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.6% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $7.93M trimmed.

  • SII Investments's largest Q3 2016 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.
  • SII Investments added most to Nicolet Bankshares in Q3 2016, an estimated $16.2M increase.
  • SII Investments's biggest Q3 2016 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $7.93M.
  • SII Investments fully exited Invesco S&P 500 Pure Growth ETF in Q3 2016, selling an estimated $2.15M.
  • SII Investments's ten largest holdings make up 28% of its $1.31B portfolio in Q3 2016.
  • SII Investments opened 78 new positions and closed 69 in Q3 2016.
  • SII Investments's portfolio value rose 6.7% quarter-over-quarter to $1.31B.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.