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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 17.08%
This Fund
S&P 500
This Quarter Est. Return
-0.91%
1 Year Est. Return
+17.08%
3 Year Est. Return
+27.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$746M
AUM Growth
+$48.3M
Cap. Flow
+$61.6M
Cap. Flow %
8.26%
Top 10 Hldgs %
20.86%
Holding
532
New
53
Increased
253
Reduced
154
Closed
26

Top Buys

Rank Stock Value
1
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.3M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.15M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.96M
4
SCHB icon
Schwab US Broad Market ETF
SCHB
+$2.87M
5
PG icon
Procter & Gamble
PG
+$2.76M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$1.34M
2
SFL icon
SFL Corp
SFL
+$1.26M
3
CPB icon
Campbell Soup
CPB
+$1.22M
4
IHE icon
iShares US Pharmaceuticals ETF
IHE
+$1.15M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$1.09M

Sector Composition

Rank Sector Weight
1 Energy 7.36%
2 Industrials 6.35%
3 Consumer Staples 5.59%
4 Financials 5.49%
5 Healthcare 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHK
476
PIMCO High Income Fund
PHK
$878M
$139K 0.02%
11,988
– –
BYLK
477
DELISTED
BAYLAKE CORP
BYLK
$134K 0.02%
+11,096
New +$137K
MHR
478
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$133K 0.02%
23,482
+2,302
+11% +$15.2K
KHI
479
DELISTED
Deutsche High Income Trust
KHI
$129K 0.02%
14,405
+1,540
+12% +$14.1K
PFO
480
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$128K 0.02%
12,000
– –
RCS
481
PIMCO Strategic Income Fund
RCS
$248M
$123K 0.02%
12,330
+400
+3% +$4.16K
EXG icon
482
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
$110K 0.01%
10,982
– –
FLEX icon
483
Flex
FLEX
$45.3B
$110K 0.01%
13,996
– –
WPRT
484
Westport Fuel Systems
WPRT
$35.1M
$110K 0.01%
1,059
-80
-7% -$12K
CLNE icon
485
Clean Energy Fuels
CLNE
$410M
$103K 0.01%
13,160
+500
+4% +$4.89K
ARNA
486
DELISTED
Arena Pharmaceuticals Inc
ARNA
$103K 0.01%
2,408
-20
-0.8% -$893
SPPP
487
Sprott Physical Platinum and Palladium Trust
SPPP
$616M
$90K 0.01%
10,200
– –
NAVB
488
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$83K 0.01%
3,156
+150
+5% +$3.97K
SQNM
489
DELISTED
SEQUENOM INC NEW
SQNM
$83K 0.01%
28,600
-3,200
-10% -$11.7K
MHY
490
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$79K 0.01%
14,174
– –
QUIK icon
491
QuickLogic
QUIK
$246M
$65K 0.01%
1,625
– –
ELNK
492
DELISTED
EarthLink Holdings Corp.
ELNK
$62K 0.01%
17,997
-1,000
-5% -$3.92K
GAB icon
493
Gabelli Equity Trust
GAB
$1.76B
$60K 0.01%
+11,338
New +$78.5K
SIRI icon
494
SiriusXM
SIRI
$10.1B
$46K 0.01%
1,330
-10
-0.7% -$350
TEU
495
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$46K 0.01%
38,425
-2,000
-5% -$2.79K
DHF
496
BNY Mellon High Yield Strategies Fund
DHF
$172M
$38K 0.01%
10,000
– –
ATRS
497
DELISTED
Antares Pharma, Inc.
ATRS
$23K ﹤0.01%
11,600
-1,050
-8% -$2.29K
DRWI
498
DELISTED
DragonWave Inc
DRWI
$23K ﹤0.01%
792
-12
-1% -$470
PLG
499
Platinum Group Metals
PLG
$188M
$19K ﹤0.01%
200
– –
PZG icon
500
Paramount Gold Nevada
PZG
$119M
$19K ﹤0.01%
22,750
+575
+3% +$561
18 19
20
21 22

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GES
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q3 2014 Portfolio in Review

As of Q3 2014, SII Investments held 532 positions worth $746M, up 6.9% from $697M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SII Investments deployed $61.6M of net new capital in Q3 2014, opening 53 new positions and adding to 253 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 358,602 shares worth $243K.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, down from 8.3% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $1.34M trimmed.

  • SII Investments's largest Q3 2014 buy was Schwab US Broad Market ETF: 358,602 shares worth $243K.
  • SII Investments added most to Vanguard Morningstar Small-Cap ETF in Q3 2014, an estimated $3.3M increase.
  • SII Investments's biggest Q3 2014 reduction was Enterprise Products Partners, cutting an estimated $1.34M.
  • SII Investments fully exited SFL Corp in Q3 2014, selling an estimated $1.26M.
  • SII Investments's ten largest holdings make up 21% of its $746M portfolio in Q3 2014.
  • SII Investments opened 53 new positions and closed 26 in Q3 2014.
  • SII Investments's portfolio value rose 6.9% quarter-over-quarter to $746M.

Based on SII Investments's 13F filing for Q3 2014, filed 23 Oct 2014.